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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

DAVID MICHAEL JOHNSON

Advisor at TD PRIVATE CLIENT WEALTH LLC

Taylors, SC | Fort Lauderdale, FL | Greenville, SC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 22, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TD PRIVATE CLIENT WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 20, 2016
First registration: Feb 22, 2016
Dual registered: yes, broker-dealer
Other names: DAVID MICHAEL JOHNSON|DAVID JOHNSON|David M. Johnson
IAPD individual key: 6489794

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Jun 20, 2022	n/a	yes	Taylors, SC\|Greenville, SC\|Fort Lauderdale, FL	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Mar 18, 2021	Jun 4, 2022	no	Greenville, SC\|Greenville, SC\|Greenville, SC\|Greenville, SC\|Charlotte, NC\|Greenville, SC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 31, 2017	Jan 21, 2021	no	TAYLORS, SC\|GREENVILLE, SC\|LANDRUM, SC	Previous registration
WADDELL & REED	Former SEC adviser	Feb 22, 2016	Jan 11, 2017	no	GREENVILLE, SC\|COLUMBIA, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	TD PRIVATE CLIENT WEALTH LLC	Jun 4, 2022	Jun 20, 2022	16	Firm change	Wirehouse to ibd
WELLS FARGO ADVISORS	J.P. MORGAN SECURITIES LLC	Jan 21, 2021	Mar 18, 2021	56	Firm change	Wirehouse to wirehouse
WADDELL & REED	WELLS FARGO ADVISORS	Jan 11, 2017	Mar 31, 2017	79	Firm change	Other

Relationships

Registered with (4)

→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: current employment
Jun 20, 2022 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Mar 18, 2021 to Jun 4, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 31, 2017 to Jan 21, 2021factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Feb 22, 2016 to Jan 11, 2017factForm ADV

Dated events

Occurred
Jun 4, 2022
Advisor changed firm
David Michael Johnson left J.P. Morgan Securities Llc for Td Private Client Wealth Llc (registered 2022-06-20)
Form ADVobserved 4 days ago