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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Glen Allen, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Apr 16, 2021 | n/a | yes | Glen Allen, VA | Current employment |
| OSAIC FS, INC. | Former SEC adviser | Dec 23, 2014 | Apr 20, 2021 | no | GLEN ALLEN, VA|WINCHESTER, VA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 25, 2004 | Dec 31, 2014 | no | GLEN ALLEN, VA|RICHMOND, VA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Feb 18, 2003 | Jul 8, 2004 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FS, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Apr 20, 2021 | Apr 16, 2021 | -4 | Bulk transfer | Ibd to ibd |
| LPL FINANCIAL LLC | OSAIC FS, INC. | Dec 31, 2014 | Dec 23, 2014 | -8 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Jul 8, 2004 | Jun 25, 2004 | -13 | Firm change | Other |