DFX Intelligence

W••••••• I••••••••• A••••••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

W••••••• I••••••••• A••••••• L•••••

CRD 285602

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af1292ed-f8c0-fb29-944c-9c096898c7b1

Data as of Jun 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 37
Dated events: 17
On other graphs: 2
Observed: Jan 19, 2017 to Jun 3, 2026
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

W••••••• I••••••••• A••••••• L•••••

Private credit manager · shared crd

Real Estate Fundsidentity

W••••••• I••••••••• A••••••• L•••••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $4.3B••• Locked
Discretionary RAUM: $4.3B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 226

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W••••••• R••••••••• P••••••• V•••••• X•••• L•••	Real Estate Fund	$2.0B	Dec 17, 2021	24	Mar 31, 2021	dropped	021-285890
W••••••• R••••••••• P••••••• V•••••• X•• L•••	Real Estate Fund	$1.4B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• S••••••••• F•••••	MANAGING PARTNER, P••••••• MANAGEMENT	Na	yes	11/2021	Aug 1, 2023	Apr 29, 2024
D•••• S••••••• F••••• G••• T••••	Member	C	yes	06/2011	Jan 19, 2017	Apr 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W••••••• A••••••••• L•••••	n/a	n/a	n/a	Y	yes	n/a
W••••••• K• B••• M•••••• I•• L•••••	n/a	n/a	n/a	N	yes	n/a
W••••••• V•••••• X• G•• L•••••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Ojai	CA	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.3B	$4.5B	-4.0%	$3.7B	5.0%	226	224	4	5

Relationships

Advises (20)

→ W••••••• R••••••••• P••••••• V•••••• X••• P••••••• F•••• L•••Private fundReal Estate Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ W••••••• R••••••••• P••••••• V•••••• X•• L•••Private fundReal Estate Fund, IA
Mar 27, 2024 to presentfactForm ADV
→ W••••••• R••••••••• P••••••• V•••••• X•• N•••••••• L•••Private fundReal Estate Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ W••••••• R••••••••• P••••••• V•••••• X••• L•••

Dated events

Occurred
Jun 3, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$45.1M
Occurred
Jun 3, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
0 USD_GAV
Occurred
Jun 3, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$-127M
Occurred
Jun 3, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af1292ed-f8c0-fb29-944c-9c096898c7b1
First observed: Jan 19, 2017
Last observed: Jun 3, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (17)

← W••••••• A••••••••• L•••••OwnerMEMBER, ownership code E, domestic entity
Jan 19, 2017 to Apr 29, 2024factForm ADV
← W••••• M•••••••• C••••••••OwnerMANAGING PARTNER, INVESTOR RELATIONS, ownership code NA, individual
Aug 1, 2023 to Apr 29, 2024factForm ADV
← J•••••• T•••• A•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 25, 2020 to Apr 29, 2024factForm ADV
← S•••••••• D••••• R•••••OwnerCHIEF EXECUTIVE OFFICER AND CHAIRMAN, ownership code NA, individual
Jan 19, 2017 to Apr 29, 2024factForm ADV
← V••••• P••••• M••••••OwnerVICE CHAIRMAN, ownership code NA, individual
Jan 19, 2017 to Apr 29, 2024factForm ADV
← H•••• R••••••• H••••••OwnerMANAGING PARTNER, INVESTMENT MANAGEMENT, ownership code NA, individual
Jan 19, 2017 to Apr 29, 2024factForm ADV
← H•••••• E••••• S•••••OwnerGENERAL COUNSEL, ownership code NA, individual
Mar 27, 2024 to Apr 29, 2024factForm ADV
← M••••••••• T•••OwnerMANAGING PARTNER AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 25, 2020 to Apr 29, 2024factForm ADV
← B••••• S••••••••• F•••••OwnerMANAGING PARTNER, P••••••• MANAGEMENT, ownership code NA, individual
Aug 1, 2023 to Apr 29, 2024factForm ADV
← L•••••••• P•••• J•••••OwnerMANAGING PARTNER, PORTFOLIO MANAGEMENT, ownership code NA, individual
Aug 1, 2023 to Apr 29, 2024factForm ADV
← D•••• S••••••• F••••• G••• T••••OwnerMEMBER, ownership code C, domestic entity
Jan 19, 2017 to Apr 29, 2024factForm ADV
← J•••• D•••••• S••••••• F••••• G••• T••••OwnerMEMBER, ownership code C, domestic entity
Jan 19, 2017 to Apr 29, 2024factForm ADV
← S• I••••••••• L•••••OwnerMEMBER, ownership code E, domestic entity
Jan 19, 2017 to Apr 29, 2024factForm ADV
← S••••••• C••••••••• L•••••OwnerMEMBER, ownership code E, domestic entity
Jan 19, 2017 to Apr 29, 2024factForm ADV
← W••••••• A••••••••• H•••••••• L•••••OwnerMEMBER, ownership code E, domestic entity
Jun 16, 2022 to Apr 29, 2024factForm ADV
← W••••••• E••••••••• L•••••OwnerMEMBER, ownership code E, domestic entity
Jan 19, 2017 to Apr 29, 2024factForm ADV
← W••••••• R••••••••• L•••••OwnerMEMBER, ownership code E, domestic entity
Mar 27, 2024 to Apr 29, 2024factForm ADV