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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

CHRIS HENDERSON

Advisor at OSAIC WEALTH, INC.

HONOLULU, HI

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Search this name across graphsid dfx:ria:af14a838-966d-8006-3dc0-aabd09f9bbfe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 30, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 2, 2016
First registration: Jun 30, 2016
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER R HENDERSON
IAPD individual key: 6529040

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	HONOLULU, HI	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 31, 2020	Jan 19, 2024	no	HONOLULU, HI	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Jul 9, 2020	no	HONOLULU, HI	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jun 30, 2016	Mar 25, 2017	no	WEST PALM BEACH, FL\|HONOLULU, HI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
MML INVESTORS SERVICES, LLC	WOODBURY FINANCIAL SERVICES, INC.	Jul 9, 2020	Jul 31, 2020	22	Firm change	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 31, 2020 to Jan 19, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Jul 9, 2020factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 30, 2016 to Mar 25, 2017factForm ADV

Dated events

No dated event names this entity yet.