DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 106789
SAN MATEO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ABBOTT J KELLER | Chartered Financial Analyst | SAN MATEO, CA | 0 | 33 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| KESTREL INVESTMENT FUND, LP | Other Private Fund | $13.8M | Mar 26, 2024 | 6 | Mar 20, 2012 | reported | 021-335222 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| KELLER, ABBOTT, J | CHIEF INVESTMENT OFFICER | D | yes | 02/1993 | Mar 20, 2012 | Mar 26, 2024 |
| STEIRMAN, DAVID, J. | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | yes | 02/1993 | Mar 20, 2012 | Mar 26, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 24, 2026 | $180M | $180M | 7 | 4 | 0 | 1 | n/a |
| 2024 | Mar 25, 2025 | $186M | $186M | 7 | 4 | 0 | 1 | n/a |
| 2023 | Mar 26, 2024 | $153M | $153M | 8 | 4 | 0 | 1 | $13.8M |
| 2022 | Mar 23, 2023 | $178M | $178M | 9 | 5 | 0 | 1 | $12.7M |
| 2021 | Mar 30, 2022 | $226M | $226M | 9 | 5 | 0 | 1 | $13.9M |
| 2020 | Mar 26, 2021 | $213M | $213M | 9 | 5 | 0 | 1 | $10.3M |
| 2019 | Mar 26, 2020 | $221M | $221M | 9 | 5 | 0 | 1 | $19.9M |
| 2018 | Mar 26, 2019 | $202M | $202M | 9 | 5 | 0 | 1 | $17.5M |
| 2017 | Mar 28, 2018 | $295M | $295M | 9 | 5 | 0 | 1 | $31.5M |
| 2016 | Mar 24, 2017 | $273M | $273M | 9 | 5 | n/a | 1 | $28.3M |
| 2015 | Mar 24, 2016 | $289M | $289M | 9 | 5 | n/a | 1 | $18.7M |
| 2014 | Mar 24, 2015 | $774M | $774M | 10 | 4 | n/a | 1 | $30.0M |
| 2013 | Mar 14, 2014 | $836M | $836M | 10 | 4 | n/a | 1 | $33.2M |
| 2012 | Mar 7, 2013 | $797M | $797M | 10 | 4 | n/a | 1 | $26.2M |
| 2011 | Mar 20, 2012 | $732M | $732M | n/a | n/a | n/a | 1 | $29.9M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $180M | $186M | -3.1% | $178M | 0.4% | 7 | 7 | 0 | 0 |