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RIA / WealthAdvisor10 years in industry

Ras Emerson Smith

Advisor at ALLWORTH FINANCIAL, L.P.

FOLSOM, CA

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Search this name across graphsid dfx:ria:af182000-e633-b8b2-8bb2-722be66cf69f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Nov 25, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLWORTH FINANCIAL, L.P.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Nov 25, 2019
First registration: Nov 25, 2019
Dual registered: no
IAPD individual key: 6916847

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Aug 5, 2026	n/a	yes	FOLSOM, CA	Current employment
MMA SECURITIES LLC	No RAUM reported	Sep 24, 2025	May 22, 2026	no	San Diego, CA\|Sacramento, CA	Previous registration
GLOBAL RETIREMENT PARTNERS LLC	Institutional manager	Apr 4, 2025	Sep 10, 2025	no	Lake Oswego, OR\|SAN RAFAEL, CA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Nov 25, 2019	Apr 14, 2025	no	Portland, OR\|Lake Oswego, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MMA SECURITIES LLC	ALLWORTH FINANCIAL, L.P.	May 22, 2026	Aug 5, 2026	75	Firm change	Other
GLOBAL RETIREMENT PARTNERS LLC	MMA SECURITIES LLC	Sep 10, 2025	Sep 24, 2025	14	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	GLOBAL RETIREMENT PARTNERS LLC	Apr 14, 2025	Apr 4, 2025	-10	Firm change	Other

Relationships

Registered with (4)

→ ALLWORTH FINANCIAL, L.P.Registered adviserregistration: current employment
Aug 5, 2026 to presentfactForm ADV
→ MMA SECURITIES LLCRegistered adviserregistration: previous registration
Sep 24, 2025 to May 22, 2026factForm ADV
→ GLOBAL RETIREMENT PARTNERS LLCRegistered adviserregistration: previous registration
Apr 4, 2025 to Sep 10, 2025factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Nov 25, 2019 to Apr 14, 2025factForm ADV

Dated events

Occurred
May 22, 2026
Advisor changed firm
Ras Emerson Smith left Mma Securities Llc for Allworth Financial, L.P. (registered 2026-08-05)
Form ADVobserved 4 days ago
Occurred
Sep 10, 2025
Advisor changed firm
Ras Emerson Smith left Global Retirement Partners Llc for Mma Securities Llc (registered 2025-09-24)
Form ADVobserved 4 days ago
Occurred
Apr 14, 2025
Advisor changed firm
Ras Emerson Smith left Cambridge Investment Research Advisors, Inc. for Global Retirement Partners Llc (registered 2025-04-04)
Form ADVobserved 4 days ago