DFX Intelligence

V••••••• A•••• M••••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM over $100B

V••••••• A•••• M••••••••• L••••••

CRD 282598

LONDON

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Search this name across graphsid dfx:ria:af2050b9-b050-fca7-07e5-78342027bb6a

Data as of May 20, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 38
On other graphs: 0
Observed: Mar 31, 2016 to May 20, 2025
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $483B••• Locked
Discretionary RAUM: $483B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 960
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• L••••••• A•••••••••	EXECUTIVE DIRECTOR	Na	yes	06/2023	Jul 26, 2023	Dec 18, 2024
B•••• K•••••••• C•	NON-EXECUTIVE DIRECTOR	Na	yes	07/2019	Mar 30, 2020	Dec 18, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•• V••••••• G••••• I•••	n/a	Asset manager	$11093B	Y	no	n/a
V••••••• G••••• A•••••••• L••	n/a	Asset manager	$250B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$483B	$403B	19.7%	$69B	91.5%	960	862	0	0

Relationships

Affiliated with (6)

← V••••••• G•••• I••Registered adviserother investment adviser, control
factForm ADV
← V••••••• G••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ V••••••• G•••• I••Registered adviserother investment adviser, bank, pooled vehicle sponsor, control
factForm ADV
→ V••••••• G••••• A•••••••• L••Registered adviserother investment adviser, common control

Dated events

Occurred
Aug 1, 2025
Left the SEC roster
••• Locked
Form ADVobserved 8 days ago
$483.0B
Occurred
Jul 17, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 17, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 27, 2024
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af2050b9-b050-fca7-07e5-78342027bb6a
First observed: Mar 31, 2016
Last observed: May 20, 2025 16 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.