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Advisor at COMMONWEALTH FINANCIAL NETWORK
Lincolnton, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Aug 23, 2023 | n/a | yes | Lincolnton, NC | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 22, 2013 | Aug 28, 2023 | no | ASHEVILLE, NC|LINCOLNTON, NC|ASHEVILLE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | COMMONWEALTH FINANCIAL NETWORK | Aug 28, 2023 | Aug 23, 2023 | -5 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:8032:NC:2023-08-28 | Aug 28, 2023 | Aug 23, 2023 | ASHEVILLE, NC | Firm change |