DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner12 years in industry

GLEN ERIC MONROE

Advisor at MONROE WEALTH MANAGEMENT LLC

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af3e59a1-9e52-3ca5-df3d-34280ac0f3d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MONROE WEALTH MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Apr 11, 2014
First registration: Apr 3, 2015
Dual registered: no
Other names: GLEN ERIC MONROE|Glen Monroe
IAPD individual key: 6265422

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MONROE WEALTH MANAGEMENT LLC	State registered	Apr 16, 2025	n/a	yes	SAN FRANCISCO, CA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 27, 2019	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Aug 21, 2017	Jul 13, 2018	no	SAN DIEGO, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 3, 2015	Jun 6, 2017	no	Phoenix, AZ\|Seal Beach, CA\|Irvine, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	MONROE WEALTH MANAGEMENT LLC	Mar 27, 2019	Apr 16, 2025	2,212	Firm change after gap	Ibd to state RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
CHARLES SCHWAB & CO., INC.	STRATEGIC ADVISERS LLC	Jun 6, 2017	Aug 21, 2017	76	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ MONROE WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Apr 16, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 27, 2019factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Aug 21, 2017 to Jul 13, 2018factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Apr 3, 2015 to Jun 6, 2017factForm ADV

Dated events

No dated event names this entity yet.