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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

DXA INVESTMENTS (USA) LLC

CRD 301353

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af41595f-2313-52a7-8145-561f9726cb4f

Data as of Dec 20, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 1
Observed: Dec 20, 2019 to Dec 20, 2019
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

DXA Investments (USA) LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $174MItem 5.F on the latest filing (2019-12-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $134M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $95.1Mgross asset value as reported per fund; never fund size
SEC number: 801-117985
CRD: 301353
Filings on the tape: 1
First filed: Dec 20, 2019
Latest filed: Dec 20, 2019
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DXA SPECIAL FUND, SPC	Private Equity Fund	$95.1M	Dec 20, 2019	8	Dec 20, 2019	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
da Silva Ramos Neto, Flavio	MANAGING PARTNER	C	yes	10/2013	Dec 20, 2019	Dec 20, 2019
Decotelli da Silva, Oscar, Vita	MANAGING PARTNER	D	yes	06/2012	Dec 20, 2019	Dec 20, 2019
Decotelli da Silva, Oscar, Vita	MANAGING PARTNER	D	yes	10/2018	Dec 20, 2019	Dec 20, 2019
Maluf Pfeiffer, Daniela	CHIEF COMPLIANCE OFFICER	Na	yes	10/2018	Dec 20, 2019	Dec 20, 2019
DXA CAPITAL PARTICIPACOES LTDA	Shareholder	E	no	06/2012	Dec 20, 2019	Dec 20, 2019
DXA GESTAO DE INVESTIMENTOS LTDA	Shareholder	C	no	10/2018	Dec 20, 2019	Dec 20, 2019
DXA INVESTMENTS HOLDING LTDA	Shareholder	E	no	02/2012	Dec 20, 2019	Dec 20, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DXA GESTAO DE INVESTIMENTOS LTDA	n/a	n/a	n/a	N	yes	n/a

Relationships

Advises (1)

→ DXA SPECIAL FUND, SPCPrivate fundPrivate Equity Fund, IA
Dec 20, 2019 to presentfactForm ADV

Controls (3)

← Decotelli da Silva, Oscar, VitaOwnerMANAGING PARTNER, ownership code D, individual
Dec 20, 2019 to presentfactForm ADV
← da Silva Ramos Neto, FlavioOwnerMANAGING PARTNER, ownership code C, individual
Dec 20, 2019 to presentfactForm ADV
← Maluf Pfeiffer, DanielaOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 20, 2019 to presentfactForm ADV

Owns (3)

← DXA CAPITAL PARTICIPACOES LTDAOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 20, 2019 to presentfactForm ADV
← DXA GESTAO DE INVESTIMENTOS LTDAOwnerSHAREHOLDER, ownership code C, foreign entity
Dec 20, 2019 to presentfactForm ADV
← DXA INVESTMENTS HOLDING LTDAOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 20, 2019 to presentfactForm ADV

Dated events

Occurred
Dec 20, 2019
First Form ADV filing
Dxa Investments (Usa) Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af41595f-2313-52a7-8145-561f9726cb4f
First observed: Dec 20, 2019
Last observed: Dec 20, 2019 82 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DXA INVESTMENTS (USA) LLC

CRD 301353

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af41595f-2313-52a7-8145-561f9726cb4f

Data as of Dec 20, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:02 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DXA SPECIAL FUND, SPC

Private Equity Fund

$95.1M

Dec 20, 2019

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

da Silva Ramos Neto, Flavio

MANAGING PARTNER

yes

10/2013

Dec 20, 2019

Decotelli da Silva, Oscar, Vita

MANAGING PARTNER

yes

06/2012

Dec 20, 2019

Decotelli da Silva, Oscar, Vita

MANAGING PARTNER

yes

10/2018

Dec 20, 2019

Maluf Pfeiffer, Daniela

CHIEF COMPLIANCE OFFICER

yes

10/2018

Dec 20, 2019

DXA CAPITAL PARTICIPACOES LTDA

Shareholder

06/2012

Dec 20, 2019

DXA GESTAO DE INVESTIMENTOS LTDA

Shareholder

10/2018

Dec 20, 2019

DXA INVESTMENTS HOLDING LTDA

Shareholder

02/2012

Dec 20, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DXA GESTAO DE INVESTIMENTOS LTDA

n/a

yes

n/a