DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Carey Muluhya Muloma

Advisor at SCHWAB WEALTH ADVISORY, INC.

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af42cd33-c762-b384-4acc-b95f1d8fdb3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 25, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 25, 2009
First registration: Mar 26, 2009
Dual registered: yes, broker-dealer
Other names: CAREY MULOMA MULUYHA|CAREY MULOMA MULUHYA
IAPD individual key: 5639959

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Apr 17, 2019	n/a	yes	INDIANAPOLIS, IN	Current employment
EQUITABLE ADVISORS, LLC	National bd RIA	Mar 26, 2009	Aug 17, 2009	no	CARMEL, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EQUITABLE ADVISORS, LLC	SCHWAB WEALTH ADVISORY, INC.	Aug 17, 2009	Apr 17, 2019	3,530	Firm change after gap	Ibd to ibd

Relationships

Registered with (2)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Apr 17, 2019 to presentfactForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 26, 2009 to Aug 17, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af42cd33-c762-b384-4acc-b95f1d8fdb3e
First observed: Mar 26, 2009
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Carey Muluhya Muloma

Advisor at SCHWAB WEALTH ADVISORY, INC.

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af42cd33-c762-b384-4acc-b95f1d8fdb3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:43 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SCHWAB WEALTH ADVISORY, INC.

No RAUM reported

Apr 17, 2019

n/a

yes

INDIANAPOLIS, IN

Current employment

EQUITABLE ADVISORS, LLC

National bd RIA

Mar 26, 2009

Aug 17, 2009

CARMEL, IN

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

EQUITABLE ADVISORS, LLC

SCHWAB WEALTH ADVISORY, INC.

Aug 17, 2009

Apr 17, 2019

3,530

Firm change after gap

Ibd to ibd