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R••• W••••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

R••• W••••• F•••••••

Advisor at C••••••

Houston, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af48969f-468e-12b5-56cc-dcbcca77c921

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 18, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	May 2, 2023	n/a	yes	Houston, TX	Current employment
A••••• I••••••••• • A•••••••	Former SEC adviser	Jun 18, 2013	Jul 21, 2023	no	HOUSTON, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• I••••••••• • A•••••••	C••••••	Jul 21, 2023	May 2, 2023	-80	Firm change after gap	RIA to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112556:319448:TX:2023-07-21	Jul 21, 2023	May 2, 2023	HOUSTON, TX	Firm change after gap

Relationships

Registered with (2)

→ C••••••Registered adviserregistration: current employment
May 2, 2023 to presentfactForm ADV
→ A••••• I••••••••• • A•••••••Registered adviserregistration: previous registration
Jun 18, 2013 to Jul 21, 2023factForm ADV

Dated events

Occurred
Jul 21, 2023
Advisor changed firm
R••• W••••• F••••••• left A••••• I••••••••• • A••••••• for Corient (registered 2023-05-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af48969f-468e-12b5-56cc-dcbcca77c921
First observed: Jun 18, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.