DFX Intelligence

T••••• P• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

T••••• P• S••••••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

FT LAUDERDALE, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Mar 31, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Jan 1, 2025	n/a	yes	FT LAUDERDALE, FL	Current employment
E•••••••• A•••••••• L••	National bd RIA	Nov 7, 2016	May 31, 2017	no	BOCA RATON, FL\|Boca Raton, FL\|BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	N••••••••• M••••• I••••••••• S•••••••••	May 31, 2017	Jan 1, 2025	2,772	Firm change after gap	Other
S••••••• A•••• M••••••••• L••	E•••••••• A•••••••• L••	Sep 23, 2015	Nov 7, 2016

Relationships

Registered with (7)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 7, 2016 to May 31, 2017factForm ADV
→ S••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Sep 19, 2012 to Sep 23, 2015factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 5, 2005
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.