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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

JULIEANNE NELLE BRITTAIN

Advisor at SCHWAB WEALTH ADVISORY, INC.

SAN FRANCISCO, CA | Westlake, TX

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Search this name across graphsid dfx:ria:af4cf16d-2ddf-0ae0-cd40-7a5906baa993

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 19, 2014
First registration: Jan 4, 2016
Dual registered: yes, broker-dealer
Other names: Julieanne Nelle Brittain|JULIEANNE BRITTAIN
IAPD individual key: 6405659

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Dec 22, 2020	n/a	yes	Westlake, TX\|SAN FRANCISCO, CA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Nov 30, 2018	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Apr 2, 2018	Jul 13, 2018	no	GREENWOOD VILLAGE, CO\|WESTLAKE, TX	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Sep 27, 2017	Jan 19, 2018	no	BOULDER, CO	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 4, 2016	Sep 11, 2017	no	WESTLAKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	SCHWAB WEALTH ADVISORY, INC.	Nov 30, 2018	Dec 22, 2020	753	Firm change after gap	Other
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
RAYMOND JAMES & ASSOCIATES, INC.	STRATEGIC ADVISERS LLC	Jan 19, 2018	Apr 2, 2018	73	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	RAYMOND JAMES & ASSOCIATES, INC.	Sep 11, 2017	Sep 27, 2017	16	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Dec 22, 2020 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Nov 30, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Apr 2, 2018 to Jul 13, 2018factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Sep 27, 2017 to Jan 19, 2018factForm ADV

Dated events

No dated event names this entity yet.