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Advisor at LPL FINANCIAL LLC
PEWAUKEE, WI | NEW BERLIN, WI | ELM GROVE, WI | BROOKFIELD, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 6, 2022 | n/a | yes | BROOKFIELD, WI|BROOKFIELD, WI|NEW BERLIN, WI|ELM GROVE, WI|PEWAUKEE, WI | Current employment |
| BMO ASSET MANAGEMENT CORP. | Other adviser | Feb 19, 2021 | Jun 14, 2022 | no | CHICAGO, IL|MILWAUKEE, WI | Previous registration |
| BMO ASSET MANAGEMENT CORP. | Other adviser | Jun 8, 2012 | Dec 31, 2020 | no | CHICAGO, IL | Previous registration |
| M&I INVESTMENT MANAGEMENT CORP. | Former SEC adviser | Oct 14, 2010 | Jun 8, 2012 | no | MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BMO ASSET MANAGEMENT CORP. | LPL FINANCIAL LLC | Jun 14, 2022 | Jan 6, 2022 | -159 | Firm change after gap | Other |
| M&I INVESTMENT MANAGEMENT CORP. | BMO ASSET MANAGEMENT CORP. | Jun 8, 2012 | Jun 8, 2012 | 0 | Bulk transfer | Other |