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E•••• E•••••• B•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

E•••• E•••••• B•••••• C•••••••

Advisor at J••• M••••• S••••••••• L••

PHOENIX, AZ | Phoenix, AZ | Tempe , AZ | Tempe, AZ

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Search this name across graphsid dfx:ria:af61aca1-0a99-6fee-c708-d801c7908423

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: Aug 1, 2016 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Current registrations

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Sep 18, 2026	n/a	yes	Tempe , AZ	Current employment
N••••••• T•••• S••••••••• I••	Bd affiliated wealth	May 29, 2024	n/a	yes	PHOENIX, AZ\|Phoenix, AZ\|Tempe, AZ

Relationships

Registered with (1)

→ N••••••• T•••• S••••••••• I••Registered adviserregistration: current employment
May 29, 2024 to presentfactForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 18, 2026
E•••• E•••••• B•••••• C••••••• added a TX registration at J••• M••••• S••••••••• L••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af61aca1-0a99-6fee-c708-d801c7908423
First observed: Aug 1, 2016
Last observed: Sep 19, 2026 2 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.