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Advisor at LPL FINANCIAL LLC
MARTINSBURG, WV | HEDGESVILLE, WV | HAGERSTOWN, MD | HARPERS FERRY, WV | PURCELLVILLE, VA | LEESBURG, VA | CHARLES TOWN, WV | MIDDLEBURG, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 5, 2011 | n/a | yes | CHARLES TOWN, WV|HARPERS FERRY, WV|HEDGESVILLE, WV|MIDDLEBURG, VA|LEESBURG, VA|HAGERSTOWN, MD|PURCELLVILLE, VA|MARTINSBURG, WV | Current employment |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Jul 9, 2007 | Jul 5, 2011 | no | MARTINSBURG, WV|CHARLOTTE, NC|CHARLES TOWN, WV | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Jun 3, 2002 | Apr 9, 2007 | no | CHARLOTTE, NC|MARTINSBURG, WV|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UVEST FINANCIAL SERVICES GROUP, INC. | LPL FINANCIAL LLC | Jul 5, 2011 | Jul 5, 2011 | 0 | Bulk transfer | Other |
| BB&T INVESTMENT SERVICES, INC. | UVEST FINANCIAL SERVICES GROUP, INC. | Apr 9, 2007 | Jul 9, 2007 | 91 | Firm change | Other |