DFX Intelligence

M•••••• C••••••••• N•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

M•••••• C••••••••• N•••••••

Advisor at H•••••• T••••••• • K•••• L••

OSHKOSH, WI

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Search this name across graphsid dfx:ria:af652191-e912-32b6-a545-6f3506b7f116

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 8, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• T••••••• • K•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 27, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• T••••••• • K•••• L••	Independent wealth	Jan 14, 2026	n/a	yes	OSHKOSH, WI	Current employment
M•••• W•••••	Independent wealth	Mar 21, 2020	Jan 27, 2026	no	OSHKOSH, WI\|LANSING, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• W•••••	H•••••• T••••••• • K•••• L••	Jan 27, 2026	Jan 14, 2026	-13	Firm change	RIA to RIA
S••••••••• A•••••• A•••••••• I•••	M•••• W•••••	Mar 23, 2020	Mar 21, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
12984:110518:MI:2017-12-04	Dec 4, 2017	Dec 1, 2017	E LANSING, MI	Firm change

Relationships

Registered with (5)

→ H•••••• T••••••• • K•••• L••Registered adviserregistration: current employment
Jan 14, 2026 to presentfactForm ADV
→ M•••• W•••••Registered adviserregistration: previous registration
Mar 21, 2020 to Jan 27, 2026factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 1, 2017 to Mar 23, 2020factForm ADV
→ I••••• F•••••••• C•••••••••

Dated events

Occurred
Jan 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af652191-e912-32b6-a545-6f3506b7f116
First observed: Jan 8, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.