DFX Intelligence

C•••••••• W••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

C•••••••• W••••••• M•••••

Advisor at A••••••••• L•••

CLEVELAND, OH | Bay Village, OH

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 11, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Feb 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L•••	Other adviser	Jan 14, 2025	n/a	yes	CLEVELAND, OH\|Bay Village, OH	Current employment
E••• F••••••••• L••	Independent wealth	Apr 11, 2023	Dec 24, 2024	no	INDEPENDENCE, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••• F••••••••• L••	A••••••••• L•••	Dec 24, 2024	Jan 14, 2025	21	Firm change	Other

Relationships

Registered with (2)

→ A••••••••• L•••Registered adviserregistration: current employment
Jan 14, 2025 to presentfactForm ADV
→ E••• F••••••••• L••Registered adviserregistration: previous registration
Apr 11, 2023 to Dec 24, 2024factForm ADV

Dated events

Order

Occurred
24 Dec 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 11, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.