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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

BENJAMIN & JEROLD ADVISERS, LLC

CRD 165351

EAST ISLIP, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af75c3f9-4386-a03f-ee5f-be59b9e7ebad

Data as of Nov 4, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 12, 2012 to Nov 4, 2015
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 5
Advisory employees: 4
SEC number: 801-77165
CRD: 165351
Filings on the tape: 16
First filed: Sep 12, 2012
Latest filed: Nov 4, 2015
Organised: Limited Liability Company, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DOLAN, TERENCE	CHIEF COMPLIANCE OFFICER	D	yes	08/2012	Sep 12, 2012	Nov 4, 2015
MCCARTHY, BRIAN	President	D	yes	03/2015	Mar 23, 2015	Nov 4, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BENJAMIN & JEROLD BROKERAGE I, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Jun 1, 2015	n/a	n/a	5	4	n/a	n/a	n/a
2013	Mar 26, 2014	n/a	n/a	1	1	n/a	n/a	n/a
2012	Feb 11, 2013	n/a	n/a	1	1	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	n/a	n/a	n/a	n/a	n/a	5	1	n/a	n/a

Relationships

Controls (2)

← MCCARTHY, BRIANOwnerPRESIDENT, ownership code D, individual
Mar 23, 2015 to presentfactForm ADV
← DOLAN, TERENCEOwnerCHIEF COMPLIANCE OFFICER, ownership code D, individual
Sep 12, 2012 to presentfactForm ADV

Registered with (1)

← Douglas Marc SingerAdvisorregistration: previous registration
Dec 23, 2013 to Dec 31, 2014factForm ADV

Dated events

Occurred
Sep 12, 2012
First Form ADV filing
Benjamin & Jerold Advisers, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af75c3f9-4386-a03f-ee5f-be59b9e7ebad
First observed: Sep 12, 2012
Last observed: Nov 4, 2015 132 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BENJAMIN & JEROLD ADVISERS, LLC

CRD 165351

EAST ISLIP, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af75c3f9-4386-a03f-ee5f-be59b9e7ebad

Data as of Nov 4, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:13 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DOLAN, TERENCE

CHIEF COMPLIANCE OFFICER

yes

08/2012

Sep 12, 2012

Nov 4, 2015

MCCARTHY, BRIAN

President

yes

03/2015

Mar 23, 2015

Nov 4, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BENJAMIN & JEROLD BROKERAGE I, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Jun 1, 2015

n/a

2013

Mar 26, 2014

n/a

2012

Feb 11, 2013

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

n/a