This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

COMPASS FINANCIAL MANAGEMENT LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 15, 1996earliest registration or exam on IAPD

Years in industry

30derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S63

First exam

Aug 15, 1996

First registration

Sep 20, 2013

Dual registered

no

Other names

STEVE CRAIG WALSTAD|WALLY WALSTAD|STEVE WALSTAD

IAPD individual key

1577424

• Occurred

  Aug 1, 2024
  Advisor changed firm

  Steven Craig Walstad left Independent Investment Advisors Inc. for Compass Financial Management Llc (registered 2021-12-16)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:af789fb9-771d-88bd-d7a5-29dcaa5a31c9

First observed

Sep 20, 2013

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.