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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SADDLE RIVER ADVISORS LLC

CRD 161396

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af83c549-b657-5c95-edc9-d09d2ae82876

Data as of Apr 15, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 0
On other graphs: 2
Observed: Feb 16, 2012 to Apr 15, 2013
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Felix Advisors LLC

Private equity manager · shared crd

Venture Capitalidentity

Felix Advisors LLC

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $80.4MItem 5.F on the latest filing (2013-04-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $80.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 4
Accounts: 10
Private funds: 10Schedule D 7.B(1)
Private fund GAV: $80.4Mgross asset value as reported per fund; never fund size
Custody, client assets: $80.4M
SEC number: 801-74321
CRD: 161396
Filings on the tape: 4
First filed: Feb 16, 2012
Latest filed: Apr 15, 2013
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FACIE LIBRE ASSOCIATES II LLC	Private Equity Fund	$128M	Mar 28, 2013	499	Feb 16, 2012	reported	021-136917
FACIE LIBRE ASSOCIATES I LLC	Private Equity Fund	$34.2M	Mar 28, 2013	99	Feb 16, 2012	reported	021-136916
SRA I LLC	Private Equity Fund	$17.7M	Apr 5, 2016	99	Mar 31, 2014	reported	n/a
FELIX MULTI-OPPORTUNITY FUND II LLC	Private Equity Fund	$16.5M	Apr 5, 2016	252	Feb 16, 2012	reported	021-159799
SRA II LLC	Private Equity Fund	$14.8M	Apr 5, 2016	99	Mar 30, 2015	reported	n/a
PIPIO ASSOCIATES I LLC	Private Equity Fund	$14.4M	Mar 31, 2014	29	Feb 16, 2012	reported	021-140063
NYPA FUND II LLC	Private Equity Fund	$11.8M	Apr 5, 2016	78	Apr 1, 2013	reported	021-178649
NYPA FUND I LLC	Private Equity Fund	$11.0M	Apr 5, 2016	97	Apr 1, 2013	reported	021-178645
SRA III LLC	Private Equity Fund	$7.3M	Apr 5, 2016	40	Mar 30, 2015	reported	n/a
LIBER ARGENTUM ASSOCIATES	Private Equity Fund	$4.0M	Apr 5, 2016	30	Feb 16, 2012	reported	021-152434
FELIX VENTURE PARTNERS QWIKI LLC	Private Equity Fund	$3.7M	Jun 27, 2013	28	Feb 16, 2012	reported	021-153200
SOLIS ASSOCIATES II LLC	Private Equity Fund	$2.8M	Jun 27, 2013	23	Feb 16, 2012	reported	021-139909
FELIX MULTI-OPPORTUNITY FUND I LLC	Private Equity Fund	$1.3M	Apr 5, 2016	99	Feb 16, 2012	reported	021-159796
LOREM IPSUM ASSOCIATES LLC	Private Equity Fund	$912,706	Mar 31, 2014	12	Feb 16, 2012	reported	021-152453
SOLIS ASSOCIATES I LLC	Private Equity Fund	$578,784	Jun 27, 2013	29	Feb 16, 2012	reported	021-139907
SOLIS FUND ASSOCIATES LLC	Private Equity Fund	$520,000	Apr 5, 2016	52	Mar 31, 2014	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BIVONA, JOHN, VINCENT	Member	D	yes	06/2011	Feb 16, 2012	Apr 15, 2013
MAZZOLA, FRANK, GREGORY	MEMBER/CHIEF EXECUTIVE OFFICER	D	yes	06/2011	Feb 16, 2012	Apr 15, 2013
DIAMOND, SUSAN, MINDLIN	CHIEF COMPLIANCE OFFICER	Na	no	06/2011	Feb 16, 2012	Apr 15, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FELIX INVESTMENTS LLC	n/a	n/a	n/a	N	yes	n/a
JOHN V. BIVONA	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Apr 1, 2013	$80.4M	$80.4M	9	4	n/a	10	$80.4M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$80.4M	n/a	n/a	n/a	n/a	9	n/a	n/a	n/a

Relationships

Advises (16)

→ LIBER ARGENTUM ASSOCIATESPrivate fundPrivate Equity Fund, ERA
Feb 16, 2012 to presentfactForm ADV
→ SRA I LLCPrivate fundPrivate Equity Fund, ERA
Mar 31, 2014 to presentfactForm ADV
→ SOLIS FUND ASSOCIATES LLCPrivate fundPrivate Equity Fund, ERA
Mar 31, 2014 to presentfactForm ADV
→ FELIX MULTI-OPPORTUNITY FUND II LLCPrivate fundPrivate Equity Fund, ERA
Feb 16, 2012 to presentfactForm ADV
→ NYPA FUND II LLCPrivate fundPrivate Equity Fund, ERA
Apr 1, 2013 to presentfactForm ADV
→ SRA III LLCPrivate fundPrivate Equity Fund, ERA
Mar 30, 2015 to presentfactForm ADV
→ SRA II LLCPrivate fundPrivate Equity Fund, ERA
Mar 30, 2015 to presentfactForm ADV
→ FELIX MULTI-OPPORTUNITY FUND I LLCPrivate fundPrivate Equity Fund, ERA
Feb 16, 2012 to presentfactForm ADV
→ NYPA FUND I LLCPrivate fundPrivate Equity Fund, ERA
Apr 1, 2013 to presentfactForm ADV
→ PIPIO ASSOCIATES I LLCPrivate fundPrivate Equity Fund, ERA
Feb 16, 2012 to presentfactForm ADV
→ LOREM IPSUM ASSOCIATES LLCPrivate fundPrivate Equity Fund, ERA
Feb 16, 2012 to presentfactForm ADV
→ FELIX VENTURE PARTNERS QWIKI LLCPrivate fundPrivate Equity Fund, ERA
Feb 16, 2012 to presentfactForm ADV
→ SOLIS ASSOCIATES II LLCPrivate fundPrivate Equity Fund, ERA
Feb 16, 2012 to presentfactForm ADV
→ SOLIS ASSOCIATES I LLCPrivate fundPrivate Equity Fund, ERA
Feb 16, 2012 to presentfactForm ADV
→ FACIE LIBRE ASSOCIATES II LLCPrivate fundPrivate Equity Fund, IA
Feb 16, 2012 to presentfactForm ADV
→ FACIE LIBRE ASSOCIATES I LLCPrivate fundPrivate Equity Fund, IA
Feb 16, 2012 to presentfactForm ADV

Controls (2)

← MAZZOLA, FRANK, GREGORYOwnerMEMBER/CHIEF EXECUTIVE OFFICER, ownership code D, individual
Feb 16, 2012 to presentfactForm ADV
← BIVONA, JOHN, VINCENTOwnerMEMBER, ownership code D, individual
Feb 16, 2012 to presentfactForm ADV

Owns (1)

← DIAMOND, SUSAN, MINDLINOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 16, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af83c549-b657-5c95-edc9-d09d2ae82876
First observed: Feb 16, 2012
Last observed: Apr 15, 2013 163 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SADDLE RIVER ADVISORS LLC

CRD 161396

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af83c549-b657-5c95-edc9-d09d2ae82876

Data as of Apr 15, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:02 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FACIE LIBRE ASSOCIATES II LLC

Private Equity Fund

$128M

Mar 28, 2013

499

Feb 16, 2012

reported

021-136917

FACIE LIBRE ASSOCIATES I LLC

Private Equity Fund

$34.2M

Mar 28, 2013

Feb 16, 2012

reported

021-136916

SRA I LLC

Private Equity Fund

$17.7M

Apr 5, 2016

Mar 31, 2014

reported

n/a

FELIX MULTI-OPPORTUNITY FUND II LLC

Private Equity Fund

$16.5M

Apr 5, 2016

252

Feb 16, 2012

reported

021-159799

SRA II LLC

Private Equity Fund

$14.8M

Apr 5, 2016

Mar 30, 2015

reported

n/a

PIPIO ASSOCIATES I LLC

Private Equity Fund

$14.4M

Mar 31, 2014

Feb 16, 2012

reported

021-140063

NYPA FUND II LLC

Private Equity Fund

$11.8M

Apr 5, 2016

Apr 1, 2013

reported

021-178649

NYPA FUND I LLC

Private Equity Fund

$11.0M

Apr 5, 2016

Apr 1, 2013

reported

021-178645

SRA III LLC

Private Equity Fund

$7.3M

Apr 5, 2016

Mar 30, 2015

reported

n/a

LIBER ARGENTUM ASSOCIATES

Private Equity Fund

$4.0M

Apr 5, 2016

Feb 16, 2012

reported

021-152434

FELIX VENTURE PARTNERS QWIKI LLC

Private Equity Fund

$3.7M

Jun 27, 2013

Feb 16, 2012

reported

021-153200

SOLIS ASSOCIATES II LLC

Private Equity Fund

$2.8M

Jun 27, 2013

Feb 16, 2012

reported

021-139909

FELIX MULTI-OPPORTUNITY FUND I LLC

Private Equity Fund

$1.3M

Apr 5, 2016

Feb 16, 2012

reported

021-159796

LOREM IPSUM ASSOCIATES LLC

Private Equity Fund

$912,706

Mar 31, 2014

Feb 16, 2012

reported

021-152453

SOLIS ASSOCIATES I LLC

Private Equity Fund

$578,784

Jun 27, 2013

Feb 16, 2012

reported

021-139907

SOLIS FUND ASSOCIATES LLC

Private Equity Fund

$520,000

Apr 5, 2016

Mar 31, 2014

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BIVONA, JOHN, VINCENT

Member

yes

06/2011

Feb 16, 2012

Apr 15, 2013

MAZZOLA, FRANK, GREGORY

MEMBER/CHIEF EXECUTIVE OFFICER

yes

06/2011

Feb 16, 2012

Apr 15, 2013

DIAMOND, SUSAN, MINDLIN

CHIEF COMPLIANCE OFFICER

06/2011

Feb 16, 2012

Apr 15, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FELIX INVESTMENTS LLC

n/a

yes

n/a

JOHN V. BIVONA

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Apr 1, 2013

$80.4M

n/a

$80.4M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$80.4M

n/a