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G••••• F••• M••••••••• S•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

G••••• F••• M••••••••• S•••

CRD 138245

NYON

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Search this name across graphsid dfx:ria:af8b5ace-3d8e-21ca-29f7-f5f6c6b4f2ee

Data as of Jul 17, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Jul 17, 2018
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G••••• F••• M••••••••• S•••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 0
Offices: 1Schedule D 1.F, beyond the principal office
Private funds: 2Schedule D 7.B(1)
Private fund GAV

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GOTTEX MARKET NEUTRAL PLUS MASTER FUND LIMITED	Hedge Fund	$1.1B	Jan 29, 2014	48	Mar 30, 2012	dropped	021-103399
GOTTEX ABI FUND LIMITED	Hedge Fund	$312M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOTTEX MANAGEMENT SA SICAR	Owner	E	yes	11/2005	Mar 28, 2014	Jul 17, 2018
GOTTEX PARTNERS SARL (LUXEMBOURG)	Owner	E	yes	11/2005	Mar 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LUMX ASSET MANAGEMENT (USA) LTD	n/a	Former SEC adviser	$48.0M	Y	yes	n/a
GOTTEX PENJING ASSET MANAGEMENT (HK) LIMITED	n/a	n/a	n/a	N

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	n/a	$355M	n/a	$1.1B	n/a	3	3	1	n/a

Relationships

Affiliated with (2)

→ G••••• FUND MANAGEMENT, LTD.Registered adviserother investment adviser, control, common control
factForm ADV
← G••••• FUND MANAGEMENT, LTD.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (16)

→ G••••• BRENT REAL ASSET FUND, LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af8b5ace-3d8e-21ca-29f7-f5f6c6b4f2ee
First observed: Mar 30, 2012
Last observed: Jul 17, 2018 99 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.