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E•• E• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner41 years in industry

E•• E• S•••••••••

Advisor at S•••• • S••••• A••••••• L••

ROCKVILLE CENTRE, NY

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Search this name across graphsid dfx:ria:af8df2b1-dca8-4451-ace8-191fa3af192e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 21, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• • S••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• • S••••• A••••••• L••	Independent wealth	Jul 29, 2022	n/a	yes	ROCKVILLE CENTRE, NY	Current employment
E•• S••••••••• C•••	n/a	Jun 21, 2022	Dec 15, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•• S••••••••• C•••	S•••• • S••••• A••••••• L••	Dec 15, 2022	Jul 29, 2022	-139	Firm change after gap	Other

Relationships

Registered with (2)

→ S•••• • S••••• A••••••• L••Registered adviserregistration: current employment
Jul 29, 2022 to presentfactForm ADV
→ E•• S••••••••• C•••Registered adviserregistration: previous registration
Jun 21, 2022 to Dec 15, 2022factForm ADV

Dated events

Occurred
Dec 15, 2022
Advisor changed firm
E•• E• S••••••••• left E•• S••••••••• C••• for S•••• • S••••• A••••••• L•• (registered 2022-07-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af8df2b1-dca8-4451-ace8-191fa3af192e
First observed: Jun 21, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.