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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Emmitt Smith

Advisor at FIRST CITIZENS INVESTOR SERVICES, INC.

Atlanta, GA | Ft Lauderdale, FL

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Search this name across graphsid dfx:ria:af97dc20-661e-2b0d-027c-1953b4fbb360

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 25, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIRST CITIZENS INVESTOR SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 24, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 24, 2011
First registration: Oct 25, 2011
Dual registered: yes, broker-dealer
Other names: EMMITT SMITH|Emmitt Smith
IAPD individual key: 5901636

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	Jul 16, 2025	n/a	yes	Ft Lauderdale, FL\|Atlanta, GA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 2, 2023	Feb 12, 2024	no	ATLANTA, GA\|SAN DIEGO, CA\|Atlanta, GA	Previous registration
DOMINARI SECURITIES LLC	Independent wealth	Jan 29, 2021	Mar 2, 2023	no	Atlanta, GA\|NEW YORK, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 2, 2017	Jan 11, 2021	no	MINNEAPOLIS, MN\|ATLANTA, GA\|TARPON SPRINGS, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 3, 2014	Dec 31, 2016	no	COLUMBIA, MD	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Oct 25, 2011	Nov 18, 2013	no	LAUREL, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	FIRST CITIZENS INVESTOR SERVICES, INC.	Feb 12, 2024	Jul 16, 2025	520	Firm change after gap	Ibd to ibd
DOMINARI SECURITIES LLC	LPL FINANCIAL LLC	Mar 2, 2023	Jun 2, 2023	92	Firm change	RIA to ibd
WELLS FARGO ADVISORS	DOMINARI SECURITIES LLC	Jan 11, 2021	Jan 29, 2021	18	Firm change	Wirehouse to RIA
SUNTRUST INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Nov 18, 2013	Jun 3, 2014	197	Firm change	Other

Relationships

Registered with (5)

→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: current employment
Jul 16, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 2, 2023 to Feb 12, 2024factForm ADV
→ DOMINARI SECURITIES LLCRegistered adviserregistration: previous registration
Jan 29, 2021 to Mar 2, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 2, 2017 to Jan 11, 2021factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 25, 2011 to Nov 18, 2013factForm ADV

Dated events

Occurred
Feb 12, 2024
Advisor changed firm
Emmitt Smith left Lpl Financial Llc for First Citizens Investor Services, Inc. (registered 2025-07-16)
Form ADVobserved 4 days ago
Occurred
Mar 2, 2023
Advisor changed firm
Emmitt Smith left Dominari Securities Llc for Lpl Financial Llc (registered 2023-06-02)
Form ADVobserved 4 days ago