DFX Intelligence

K•••••••• M••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

K•••••••• M••• S•••••••••

Advisor at M••••• I••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:afaa897d-1b26-5a2a-88f4-070cb11280b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 7, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 28, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• I••••••••• L••	Independent wealth	May 17, 2019	n/a	yes	PORT ST LUCIE, FL\|St Louis Park, MN	Current employment
H•••••• I••••••••• I•••	Independent wealth	Nov 7, 2012	May 13, 2019	no	ST LOUIS PARK, MN\|MINNEAPOLIS, MN\|MADISON, WI\|BLOOMINGTON, MN\|MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• I••••••••• I•••	M••••• I••••••••• L••	May 13, 2019	May 17, 2019	4	Firm change	RIA to RIA

Relationships

Registered with (2)

→ M••••• I••••••••• L••Registered adviserregistration: current employment
May 17, 2019 to presentfactForm ADV
→ H•••••• I••••••••• I•••Registered adviserregistration: previous registration
Nov 7, 2012 to May 13, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afaa897d-1b26-5a2a-88f4-070cb11280b9
First observed: Nov 7, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.