DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• L••• F•••••••• L••
FAIRPORT, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• L••• F•••••••• L•• | Independent wealth | Jun 17, 2025 | n/a | yes | FAIRPORT, NY | Current employment |
| C••••• L••• F•••••••• L•• | Independent wealth | May 29, 2025 | Dec 31, 2025 | no | Dade City, FL|FAIRPORT, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | C••••• L••• F•••••••• L•• | May 29, 2025 | May 29, 2025 | 0 | Firm change | Ibd to RIA |
| C••••• L••• F••••••••• L•• | L•• F•••••••• L•• | Dec 22, 2022 | Jun 1, 2020 |
| L•• F•••••••• L•• | Bd affiliated wealth | Jun 1, 2020 | May 29, 2025 | no | DUBLIN, OH|FAIRPORT, NY|FAIRPORT, NY|PENFIELD, NY|DADE CITY, FL | Previous registration |
| C••••• L••• F••••••••• L•• | Former SEC adviser | Feb 19, 2020 | Dec 22, 2022 | no | FAIRPORT, NY | Previous registration |
| S••••• F•••••••• G•••• I•• | Former SEC adviser | Nov 15, 2018 | May 29, 2020 | no | FAIRPORT, NY | Previous registration |
| S••••• F•••••••• G•••• I•• | Former SEC adviser | Nov 2, 2018 | Nov 15, 2018 | no | FAIRPORT, NY | Previous registration |
| C•••••• G•••• • C• I•• | Former SEC adviser | Apr 6, 2017 | Oct 31, 2018 | no | Fairport, NY|SYRACUSE, NY | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 31, 2013 | Apr 20, 2017 | no | GENEVA, NY|CANANDAIGUA, NY|FAIRPORT, NY | Previous registration |
| J••• M••••• S••••••••• L•• | Wirehouse | Oct 1, 2012 | Oct 11, 2012 | no | NOBLESVILLE, IN|FISHERS, IN | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Oct 12, 2011 | Oct 1, 2012 | no | FISHERS, IN|NOBLESVILLE, IN | Previous registration |
| Firm change after gap |
| RIA to ibd |
| S••••• F•••••••• G•••• I•• | C••••• L••• F••••••••• L•• | May 29, 2020 | Feb 19, 2020 | -100 | Firm change after gap | Ibd to RIA |
| C•••••• G•••• • C• I•• | S••••• F•••••••• G•••• I•• | Oct 31, 2018 | Nov 2, 2018 | 2 | Firm change | RIA to ibd |
| L•• F•••••••• L•• | C•••••• G•••• • C• I•• | Apr 20, 2017 | Apr 6, 2017 | -14 | Firm change | Other |
| J••• M••••• S••••••••• L•• | L•• F•••••••• L•• | Oct 11, 2012 | Jan 31, 2013 | 112 | Firm change | Other |
| C•••• I••••••••• S••••••• C•••• | J••• M••••• S••••••••• L•• | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |