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T•• D•••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

T•• D•••• G••••• L••

CRD 159749

NEW YORK, NY

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Search this name across graphsid dfx:ria:afb01ee1-6e3c-fb33-fac6-b053ed1c30ad

Data as of Nov 5, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 21, 2011 to Nov 5, 2021
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $324MItem 5.F on the latest filing (2021-11-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $291M
Private client RAUM: $292MderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••• M••••••••• G••••• L••	Member	E	yes	11/2011	Mar 31, 2014	Nov 5, 2021
D••••• M•••• S•••••	MANAGING MEMBER	F	yes	11/2011	Nov 21, 2011

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O••••• I•••••••• S•••••••• L••	n/a	n/a	n/a	N	yes	n/a
T•• R••• E•••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$324M	$258M	25.7%	$166M	25.0%	7	7	0	0

Relationships

Owns (1)

← M•••••• E•••• W•OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 5, 2021 to presentfactForm ADV

Controls (3)

← D••••• M•••• S•••••OwnerMANAGING MEMBER, ownership code F, individual
Nov 21, 2011 to presentfactForm ADV
← D•••• M••••••••• G••••• L••OwnerMEMBER, ownership code E, domestic entity
Mar 31, 2014 to presentfactForm ADV
← K•• 2••• L••OwnerOWNER, ownership code E, domestic entity

Dated events

Occurred
Mar 31, 2022
Advisor changed firm
Mark Steven Doman left T•• D•••• G••••• L•• for Creative Planning (registered 2021-12-20)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afb01ee1-6e3c-fb33-fac6-b053ed1c30ad
First observed: Nov 21, 2011
Last observed: Nov 5, 2021 59 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.