DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BLUEMOUNTAIN CLO MANAGEMENT, LLC

CRD 287595

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:afb093d2-400c-6687-a06a-55246ff13b5d

Data as of Dec 15, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 14
On other graphs: 0
Observed: Feb 9, 2017 to Dec 15, 2021
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $252MItem 5.F on the latest filing (2021-12-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $252M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $252Mgross asset value as reported per fund; never fund size
SEC number: 801-109999
CRD: 287595
Filings on the tape: 15
First filed: Feb 9, 2017
Latest filed: Dec 15, 2021
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BLUEMOUNTAIN CLO 2014-3 LTD.	Securitized Asset Fund	$602M	Feb 18, 2019	6	Oct 22, 2014	dropped	n/a
BLUEMOUNTAIN CLO 2014-4 LTD.	Securitized Asset Fund	$500M	Feb 18, 2019	6	Feb 27, 2015	dropped	n/a
BLUEMOUNTAIN CLO 2015-1 LTD.	Securitized Asset Fund	$249M	Dec 15, 2021	5	May 29, 2015	reported	n/a
BLUEMOUNTAIN CLO 2011-1 LTD.	Securitized Asset Fund	$1.6M	Dec 15, 2021	1	Mar 30, 2012	reported	n/a
BLUEMOUNTAIN CLO 2012-1 LTD.	Securitized Asset Fund	$1.6M	Dec 15, 2021	1	Aug 22, 2012	reported	n/a
BLUEMOUNTAIN CLO II LTD.	Securitized Asset Fund	$1.0M	Feb 18, 2019	2	Mar 30, 2012	dropped	n/a
BLUEMOUNTAIN CLO III LTD.	Securitized Asset Fund	$1.0M	Feb 18, 2019	2	Mar 30, 2012	dropped	n/a
BLUEMOUNTAIN CLO 2013-4 LTD.	Securitized Asset Fund	$0	Sep 26, 2020	8	Feb 21, 2014	dropped	n/a
BLUEMOUNTAIN CLO 2014-1 LTD.	Securitized Asset Fund	$0	Sep 26, 2020	7	Jun 12, 2014	dropped	n/a
BLUEMOUNTAIN CLO 2013-3 LTD.	Securitized Asset Fund	$0	Sep 26, 2020	8	Feb 21, 2014	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ASSURED GUARANTY LTD.	Shareholder	E	yes	02/2004	Oct 31, 2019	Dec 15, 2021
ASSURED GUARANTY US HOLDINGS INC.	Member	E	yes	10/2019	Oct 31, 2019	Dec 15, 2021
BUZEN, DAVID, ALLAN	CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER	Na	yes	08/2020	Mar 29, 2021	Dec 15, 2021
MURRAY, ADELE, KITTREDGE	CHIEF COMPLIANCE OFFICER	Na	yes	11/2021	Dec 15, 2021	Dec 15, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ASSURED INVESTMENT MANAGEMENT LLC	n/a	Asset manager	$10B	N	yes	n/a
ASSURED HEALTHCARE PARTNERS LLC	n/a	Asset manager	$1.7B	N	yes	n/a
BLUEMOUNTAIN FUJI MANAGEMENT, LLC	n/a	Asset manager	$1.2B	N	yes	n/a
AG ASSET STRATEGIES LLC	n/a	n/a	n/a	N	yes	n/a
AG US GROUP SERVICES INC.	n/a	n/a	n/a	N	yes	n/a
AHP CAPITAL SOLUTIONS GP, LLC	n/a	n/a	n/a	N	yes	n/a
AHP FUND I GP LLC	n/a	n/a	n/a	N	yes	n/a
AHP FUND II GP LLC	n/a	n/a	n/a	N	yes	n/a
AIM ASSET BACKED GP, LLC	n/a	n/a	n/a	N	yes	n/a
AIM MUNICIPAL BOND GP, LLC	n/a	n/a	n/a	N	yes	n/a
ASSURED GUARANTY CORP.	n/a	n/a	n/a	N	yes	n/a
ASSURED GUARANTY LTD.	n/a	n/a	n/a	Y	yes	n/a
ASSURED GUARANTY MUNICIPAL CORP.	n/a	n/a	n/a	N	yes	n/a
ASSURED GUARANTY MUNICIPAL HOLDINGS INC.	n/a	n/a	n/a	N	yes	n/a
ASSURED GUARANTY US HOLDINGS INC.	n/a	n/a	n/a	Y	yes	n/a
ASSURED INVESTMENT MANAGEMENT (LONDON) LLP	n/a	n/a	n/a	N	yes	n/a
ASSURED INVESTMENT MANAGEMENT CLO WAREHOUSE II GP, LLC	n/a	n/a	n/a	N	yes	n/a
ASSURED INVESTMENT MANAGEMENT GP HOLDINGS LLC	n/a	n/a	n/a	N	yes	n/a
BLUE MOUNTAIN CA MASTER FUND GP, LTD.	n/a	n/a	n/a	N	yes	n/a
BLUE MOUNTAIN CREDIT GP, LLC	n/a	n/a	n/a	N	yes	n/a
BLUEMOUNTAIN CAIS GP, LLC	n/a	n/a	n/a	N	yes	n/a
BLUEMOUNTAIN CLO WAREHOUSE GP, LLC	n/a	n/a	n/a	N	yes	n/a
BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC	n/a	n/a	n/a	N	yes	n/a
BLUEMOUNTAIN DISTRESSED GP, LLC	n/a	n/a	n/a	N	yes	n/a
BLUEMOUNTAIN FIXED INCOME RELATIVE VALUE GP, LLC	n/a	n/a	n/a	N	yes	n/a
BLUEMOUNTAIN FOINAVEN GP, LLC	n/a	n/a	n/a	N	yes	n/a
BLUEMOUNTAIN FURSAN GP, LLC	n/a	n/a	n/a	N	yes	n/a
BLUEMOUNTAIN GLOBAL VOLATILITY GP, LLC	n/a	n/a	n/a	N	yes	n/a
BLUEMOUNTAIN KICKING HORSE FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
BLUEMOUNTAIN LOGAN OPPORTUNITIES GP, LLC	n/a	n/a	n/a	N	yes	n/a
BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC	n/a	n/a	n/a	N	yes	n/a
BLUEMOUNTAIN MONTENVERS GP S.A R.L.	n/a	n/a	n/a	N	yes	n/a
BLUEMOUNTAIN MONTENVERS GP, LLC	n/a	n/a	n/a	N	yes	n/a
BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC	n/a	n/a	n/a	N	yes	n/a
BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC	n/a	n/a	n/a	N	yes	n/a
MUNICIPAL ASSURANCE CORP.	n/a	n/a	n/a	N	yes	n/a
MUNICIPAL ASSURANCE HOLDINGS INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Private funds	Fund GAV
2020	Mar 29, 2021	$252M	$252M	3	$252M
2019	Mar 26, 2020	$398M	$398M	6	$398M
2018	Mar 27, 2019	$1.5B	$1.5B	8	$1.5B
2017	Mar 28, 2018	$7.8B	$7.8B	20	$7.8B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$252M	$398M	-36.6%	$7.8B	-68.2%	0	0	0	0

Relationships

Affiliated with (3)

→ SOUND POINT LUNA LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ BLUEMOUNTAIN FUJI MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ASSURED HEALTHCARE PARTNERS LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (10)

→ BLUEMOUNTAIN CLO 2011-1 LTD.Private fundSecuritized Asset Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ BLUEMOUNTAIN CLO 2012-1 LTD.Private fundSecuritized Asset Fund, IA
Aug 22, 2012 to presentfactForm ADV
→ BLUEMOUNTAIN CLO 2015-1 LTD.Private fundSecuritized Asset Fund, IA
May 29, 2015 to presentfactForm ADV
→ BLUEMOUNTAIN CLO 2013-4 LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Feb 21, 2014 to Sep 26, 2020factForm ADV
→ BLUEMOUNTAIN CLO 2014-1 LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Jun 12, 2014 to Sep 26, 2020factForm ADV
→ BLUEMOUNTAIN CLO 2013-3 LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Feb 21, 2014 to Sep 26, 2020factForm ADV
→ BLUEMOUNTAIN CLO III LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Feb 18, 2019factForm ADV
→ BLUEMOUNTAIN CLO 2014-4 LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Feb 27, 2015 to Feb 18, 2019factForm ADV
→ BLUEMOUNTAIN CLO II LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Feb 18, 2019factForm ADV
→ BLUEMOUNTAIN CLO 2014-3 LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Oct 22, 2014 to Feb 18, 2019factForm ADV

Controls (4)

← MURRAY, ADELE, KITTREDGEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 15, 2021 to presentfactForm ADV
← BUZEN, DAVID, ALLANOwnerCHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 29, 2021 to presentfactForm ADV
← ASSURED GUARANTY LTD.OwnerSHAREHOLDER, ownership code E, foreign entity
Oct 31, 2019 to presentfactForm ADV
← ASSURED GUARANTY US HOLDINGS INC.OwnerMEMBER, ownership code E, domestic entity
Oct 31, 2019 to presentfactForm ADV

Dated events

Occurred
Dec 15, 2021
Control person joined
Kittredge Adele Murray (Chief Compliance Officer) appeared on Schedule A of Bluemountain Clo Management, Llc
Form ADVobserved 6 days ago
Occurred
Dec 15, 2021
Control person left
Dave Ray (Chief Compliance Officer) no longer on Schedule A of Bluemountain Clo Management, Llc (listed 2021-03-29, absent 2021-12-15)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2021
Regulatory AUM changed
Bluemountain Clo Management, Llc reported RAUM $252.3M, down 37% from $398.1M (2020-09-26 to 2021-03-29)
Form ADVobserved 6 days ago
$-146M
Occurred
Mar 29, 2021
Control person left
Milo Eric Albert (Chief Compliance Officer) no longer on Schedule A of Bluemountain Clo Management, Llc (listed 2020-09-26, absent 2021-03-29)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2021
Control person joined
Dave Ray (Chief Compliance Officer) appeared on Schedule A of Bluemountain Clo Management, Llc
Form ADVobserved 6 days ago
Occurred
Mar 29, 2021
Control person joined
Allan David Buzen (Chief Executive Officer; Chief Investment Officer) appeared on Schedule A of Bluemountain Clo Management, Llc
Form ADVobserved 6 days ago
Occurred
Mar 26, 2020
Regulatory AUM changed
Bluemountain Clo Management, Llc reported RAUM $398.1M, down 59% from $959.4M (2020-02-28 to 2020-03-26)
Form ADVobserved 6 days ago
$-561M
Occurred
Oct 31, 2019
Regulatory AUM changed
Bluemountain Clo Management, Llc reported RAUM $959.4M, down 36% from $1.5B (2019-03-27 to 2019-10-31)
Form ADVobserved 6 days ago
$-539M
Occurred
Oct 31, 2019
Control person left
Todd Andrew Feldstein (Member) no longer on Schedule A of Bluemountain Clo Management, Llc (listed 2019-03-27, absent 2019-10-31)
Form ADVobserved 6 days ago
Occurred
Oct 31, 2019
Control person left
Miles Stephen Siderow (Member) no longer on Schedule A of Bluemountain Clo Management, Llc (listed 2019-03-27, absent 2019-10-31)
Form ADVobserved 6 days ago
Occurred
Oct 31, 2019
Control person left
Michael Liberman (Member) no longer on Schedule A of Bluemountain Clo Management, Llc (listed 2019-03-27, absent 2019-10-31)
Form ADVobserved 6 days ago
Occurred
Oct 31, 2019
Control person left
Stephen Derek Smith (Member) no longer on Schedule A of Bluemountain Clo Management, Llc (listed 2019-03-27, absent 2019-10-31)
Form ADVobserved 6 days ago
Occurred
Mar 27, 2019
Regulatory AUM changed
Bluemountain Clo Management, Llc reported RAUM $1.5B, down 81% from $7.8B (2019-02-18 to 2019-03-27)
Form ADVobserved 6 days ago
$-6.4B
Occurred
Feb 9, 2017
First Form ADV filing
Bluemountain Clo Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afb093d2-400c-6687-a06a-55246ff13b5d
First observed: Feb 9, 2017
Last observed: Dec 15, 2021 58 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BLUEMOUNTAIN CLO MANAGEMENT, LLC

CRD 287595

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:afb093d2-400c-6687-a06a-55246ff13b5d

Data as of Dec 15, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:03 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BLUEMOUNTAIN CLO 2014-3 LTD.

Securitized Asset Fund

$602M

Feb 18, 2019

Oct 22, 2014

dropped

n/a

BLUEMOUNTAIN CLO 2014-4 LTD.

Securitized Asset Fund

$500M

Feb 18, 2019

Feb 27, 2015

dropped

n/a

BLUEMOUNTAIN CLO 2015-1 LTD.

Securitized Asset Fund

$249M

Dec 15, 2021

May 29, 2015

reported

n/a

BLUEMOUNTAIN CLO 2011-1 LTD.

Securitized Asset Fund

$1.6M

Dec 15, 2021

Mar 30, 2012

reported

n/a

BLUEMOUNTAIN CLO 2012-1 LTD.

Securitized Asset Fund

$1.6M

Dec 15, 2021

Aug 22, 2012

reported

n/a

BLUEMOUNTAIN CLO II LTD.

Securitized Asset Fund

$1.0M

Feb 18, 2019

Mar 30, 2012

dropped

n/a

BLUEMOUNTAIN CLO III LTD.

Securitized Asset Fund

$1.0M

Feb 18, 2019

Mar 30, 2012

dropped

n/a

BLUEMOUNTAIN CLO 2013-4 LTD.

Securitized Asset Fund

Sep 26, 2020

Feb 21, 2014

dropped

n/a

BLUEMOUNTAIN CLO 2014-1 LTD.

Securitized Asset Fund

Sep 26, 2020

Jun 12, 2014

dropped

n/a

BLUEMOUNTAIN CLO 2013-3 LTD.

Securitized Asset Fund

Sep 26, 2020

Feb 21, 2014

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ASSURED GUARANTY LTD.

Shareholder

yes

02/2004

Oct 31, 2019

Dec 15, 2021

ASSURED GUARANTY US HOLDINGS INC.

Member

yes

10/2019

Oct 31, 2019

Dec 15, 2021

BUZEN, DAVID, ALLAN

CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER

yes

08/2020

Mar 29, 2021

Dec 15, 2021

MURRAY, ADELE, KITTREDGE

CHIEF COMPLIANCE OFFICER

yes

11/2021

Dec 15, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ASSURED INVESTMENT MANAGEMENT LLC

n/a

Asset manager

$10B

yes

n/a

ASSURED HEALTHCARE PARTNERS LLC

n/a

Asset manager

$1.7B

yes

n/a

BLUEMOUNTAIN FUJI MANAGEMENT, LLC

n/a

Asset manager

$1.2B

yes

n/a

AG ASSET STRATEGIES LLC

n/a

yes

n/a

AG US GROUP SERVICES INC.

n/a

yes

n/a

AHP CAPITAL SOLUTIONS GP, LLC

n/a

yes

n/a

AHP FUND I GP LLC

n/a

yes

n/a

AHP FUND II GP LLC

n/a

yes

n/a

AIM ASSET BACKED GP, LLC

n/a

yes

n/a

AIM MUNICIPAL BOND GP, LLC

n/a

yes

n/a

ASSURED GUARANTY CORP.

n/a

yes

n/a

ASSURED GUARANTY LTD.

n/a

yes

n/a

ASSURED GUARANTY MUNICIPAL CORP.

n/a

yes

n/a

ASSURED GUARANTY MUNICIPAL HOLDINGS INC.

n/a

yes

n/a

ASSURED GUARANTY US HOLDINGS INC.

n/a

yes

n/a

ASSURED INVESTMENT MANAGEMENT (LONDON) LLP

n/a

yes

n/a

ASSURED INVESTMENT MANAGEMENT CLO WAREHOUSE II GP, LLC

n/a

yes

n/a

ASSURED INVESTMENT MANAGEMENT GP HOLDINGS LLC

n/a

yes

n/a

BLUE MOUNTAIN CA MASTER FUND GP, LTD.

n/a

yes

n/a

BLUE MOUNTAIN CREDIT GP, LLC

n/a

yes

n/a

BLUEMOUNTAIN CAIS GP, LLC

n/a

yes

n/a

BLUEMOUNTAIN CLO WAREHOUSE GP, LLC

n/a

yes

n/a

BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC

n/a

yes

n/a

BLUEMOUNTAIN DISTRESSED GP, LLC

n/a

yes

n/a

BLUEMOUNTAIN FIXED INCOME RELATIVE VALUE GP, LLC

n/a

yes

n/a

BLUEMOUNTAIN FOINAVEN GP, LLC

n/a

yes

n/a

BLUEMOUNTAIN FURSAN GP, LLC

n/a

yes

n/a

BLUEMOUNTAIN GLOBAL VOLATILITY GP, LLC

n/a

yes

n/a

BLUEMOUNTAIN KICKING HORSE FUND GP, LLC

n/a

yes

n/a

BLUEMOUNTAIN LOGAN OPPORTUNITIES GP, LLC

n/a

yes

n/a

BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC

n/a

yes

n/a

BLUEMOUNTAIN MONTENVERS GP S.A R.L.

n/a

yes

n/a

BLUEMOUNTAIN MONTENVERS GP, LLC

n/a

yes

n/a

BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC

n/a

yes

n/a

BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC

n/a

yes

n/a

MUNICIPAL ASSURANCE CORP.

n/a

yes

n/a

MUNICIPAL ASSURANCE HOLDINGS INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 29, 2021

$252M

2019

Mar 26, 2020

$398M

2018

Mar 27, 2019

$1.5B

2017

Mar 28, 2018

$7.8B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$252M

$398M

-36.6%

$7.8B

-68.2%