DFX Intelligence

R••••••• C•••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

R••••••• C•••••• A•••••••

CRD 296902

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:afc5310a-2f3d-ca96-5b7a-f4f25a541a51

Data as of Mar 10, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 5
On other graphs: 2
Observed: Aug 8, 2018 to Mar 10, 2021
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R••••••• C•••••• A•••••••

Private equity manager · shared crd

Real Estate Fundsidentity

R••••••• C•••••• A•••••••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.7B••• Locked
Discretionary RAUM: $1.7B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•• I• M••••• F•••• L••	Real Estate Fund	$750M	Mar 10, 2021	3	Mar 10, 2021	reported	n/a
C••••• E••••• H••••••• I• F•••• L••	Other Private Fund	$200M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•••••• J••••••••• D•••••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2018	Aug 8, 2018	Mar 10, 2021
R••••••• M••••••••• S•••••••• L••	CURRENT NON-MEMBER MANAGER	Na	yes	12/2019	Mar 10, 2021	Mar 10, 2021

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 10, 2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$1.7B	$302M	466.2%	n/a	n/a	0	0	0	0

Relationships

Advises (16)

→ A•••••••• L•••••• F•••• L••Private fundReal Estate Fund, IA
Jan 4, 2019 to presentfactForm ADV
→ C••••• E••••• H••••••• I•• L••Private fundOther Private Fund, IA
Jan 4, 2019 to presentfactForm ADV
→ C••••• E••••• H••••••• I• F•••• L••Private fundOther Private Fund, IA
Mar 10, 2021 to presentfactForm ADV
→ S•••••••• E••••• A••••• V• L••

Dated events

Occurred
Mar 10, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.4B
Occurred
Mar 10, 2021
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 5, 2019
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$100M
Occurred
Oct 5, 2019
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afc5310a-2f3d-ca96-5b7a-f4f25a541a51
First observed: Aug 8, 2018
Last observed: Mar 10, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.