DFX Intelligence

H•••• S•• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)24 years in industry

H•••• S•• K••••••

Advisor at I••••••••• R••••••• C•••

Claysburg, PA | DENVER, CO

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Search this name across graphsid dfx:ria:afcb921f-8e0e-6abf-9fdd-49782d48f895

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• R••••••• C•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 17, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• R••••••• C•••	Independent wealth	Apr 17, 2025	n/a	yes	DENVER, CO\|Claysburg, PA	Current employment
G•••• P•••• A•••••••• L••	Former SEC adviser	Apr 1, 2021	Apr 17, 2025	no	ROCKVILLE, MD\|Claysburg, PA\|ROCKVILLE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• P•••• A•••••••• L••	I••••••••• R••••••• C•••	Apr 17, 2025	Apr 17, 2025	0	Firm change	Ibd to RIA
H• B•••• I•••	G•••• P•••• A•••••••• L••	Apr 1, 2021	Apr 1, 2021

Relationships

Registered with (4)

→ I••••••••• R••••••• C•••Registered adviserregistration: current employment
Apr 17, 2025 to presentfactForm ADV
→ G•••• P•••• A•••••••• L••Registered adviserregistration: previous registration
Apr 1, 2021 to Apr 17, 2025factForm ADV
→ H• B•••• I•••Registered adviserregistration: previous registration
Jan 20, 2011 to Apr 1, 2021factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
Apr 17, 2025
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afcb921f-8e0e-6abf-9fdd-49782d48f895
First observed: Aug 14, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.