DFX Intelligence

J••••••• S•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

J••••••• S•••••• M•••••

Advisor at P••• A••••• S••••••••• L••

LAS VEGAS, NV

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Search this name across graphsid dfx:ria:afd1f637-0991-c549-c947-497cce1e0ce3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 25, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• A••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• A••••• S••••••••• L••	Bd affiliated wealth	Jan 16, 2025	n/a	yes	LAS VEGAS, NV	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Mar 25, 2015	Dec 19, 2024	no	LAS VEGAS, NV\|Las Vegas, NV\|Henderson, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	P••• A••••• S••••••••• L••	Dec 19, 2024	Jan 16, 2025	28	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ P••• A••••• S••••••••• L••Registered adviserregistration: current employment
Jan 16, 2025 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2015 to Dec 19, 2024factForm ADV

Dated events

Occurred
Dec 19, 2024
Advisor changed firm
J••••••• S•••••• M••••• left M•• I•••••••• S•••••••• L•• for P••• A••••• S••••••••• L•• (registered 2025-01-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afd1f637-0991-c549-c947-497cce1e0ce3
First observed: Mar 25, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.