DFX Intelligence

M••• R••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

M••• R••• A•••••••

Advisor at S•• I••••••••• M••••••••• C•••

OAKS, PA | Manchester, MO

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Search this name across graphsid dfx:ria:afd52796-92d5-9a04-0b72-803252278c9f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 27, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• I••••••••• M••••••••• C•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• I••••••••• M••••••••• C•••	Mixed wealth	Jun 2, 2026	n/a	yes	Manchester, MO\|OAKS, PA	Current employment
W•••• F•••• A•••••••	Wirehouse	Nov 27, 2023	May 25, 2026	no	ST. LOUIS, MO\|ST. LOUIS, MO\|ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	S•• I••••••••• M••••••••• C•••	May 25, 2026	Jun 2, 2026	8	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ S•• I••••••••• M••••••••• C•••Registered adviserregistration: current employment
Jun 2, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 27, 2023 to May 25, 2026factForm ADV

Dated events

Occurred
May 25, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afd52796-92d5-9a04-0b72-803252278c9f
First observed: Nov 27, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.