DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

WILLIAM GORDON TUTTLE

Advisor at WELLS FARGO ADVISORS

SEATTLE, WA | BELLINGHAM, WA | FERNDALE, WA | MOUNT VERNON, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:afe119e6-4d66-ec43-a50d-e71cfa1a7eb9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 13, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 13, 2005
First registration: Apr 6, 2006
Dual registered: yes, broker-dealer
Other names: WILLIAM TUTTLE|WILL GORDON TUTTLE
IAPD individual key: 4894121

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Mar 2, 2011	n/a	yes	BELLINGHAM, WA\|MOUNT VERNON, WA\|FERNDALE, WA\|BELLINGHAM, WA\|SEATTLE, WA	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	Mar 2, 2011	no	BELLINGHAM, WA\|BELLINGHAM, WA\|BELLINGHAM, WA\|BELLINGHAM, WA\|BELLINGHAM, WA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Jun 5, 2008	May 2, 2009	no	BELLINGHAM, WA\|BELLINGHAM, WA\|BELLINGHAM, WA\|BELLINGHAM, WA	Previous registration
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Apr 6, 2006	Jun 3, 2008	no	TACOMA, WA\|Kent, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	WELLS FARGO ADVISORS	Mar 2, 2011	Mar 2, 2011	0	Firm change	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other
KEY INVESTMENT SERVICES LLC	WAMU INVESTMENTS, INC.	Jun 3, 2008	Jun 5, 2008	2	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Mar 2, 2011 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to Mar 2, 2011factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 5, 2008 to May 2, 2009factForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Apr 6, 2006 to Jun 3, 2008factForm ADV

Dated events

No dated event names this entity yet.