DFX Intelligence

J••••• A••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

J••••• A••••• H••••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:afe649af-a7c3-116d-2888-f813fa5ade0e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 17, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 15, 2025	n/a	yes	VANCOUVER, WA\|VANVOUVER, WA\|PORTLAND, OR\|VANCOUVER, WA	Current employment
C••• F•••••••• S•••••••• L•••	Former SEC adviser	Feb 19, 2019	May 15, 2025	no	Vancouver, WA\|Portland, OR\|Vancouver, WA\|SAN DIEGO, CA\|Vanvouver, WA\|Vancouver, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	L•• F•••••••• L••	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
C••• B•••••••• S•••••••• I•••	C••• F•••••••• S•••••••• L•••	Feb 15, 2019	Feb 19, 2019

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 24, 2006 to Sep 10, 2014factForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Feb 19, 2019 to May 15, 2025factForm ADV
→ C••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 16, 2014 to Feb 15, 2019factForm ADV
→ D••• D••••••• • C••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afe649af-a7c3-116d-2888-f813fa5ade0e
First observed: Apr 17, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.