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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

Robert Michael Bulloch

Advisor at SB ADVISORY, LLC

ATLANTA, GA | RALEIGH, NC

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Search this name across graphsid dfx:ria:aff98ef7-7c84-ea0e-f530-8ee2b9d1e68d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 28, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SB ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 21, 1994
First registration: Jul 28, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 2541075

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SB ADVISORY, LLC	Independent wealth	Jan 19, 2021	n/a	yes	RALEIGH, NC\|ATLANTA, GA	Current employment
SB ADVISORY, LLC	Independent wealth	Dec 9, 2020	Dec 31, 2020	no	Raleigh, NC	Previous registration
INFINITY FINANCIAL SERVICES ADVISORY	Independent wealth	Jun 8, 2020	Nov 30, 2020	no	OAKLAND, CA	Previous registration
INFINITY FINANCIAL SERVICES	n/a	Apr 3, 2017	Nov 30, 2020	no	OAKLAND, CA\|OAKLAND, CA\|Raleigh, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 26, 2010	Nov 1, 2016	no	RALEIGH, NC\|SAN DIEGO, CA\|RALEIGH, NC	Previous registration
MORGAN STANLEY	Wirehouse	Jul 28, 2009	Mar 11, 2010	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INFINITY FINANCIAL SERVICES	INFINITY FINANCIAL SERVICES ADVISORY	Nov 30, 2020	Jun 8, 2020	-175	Firm change after gap	Other
INFINITY FINANCIAL SERVICES ADVISORY	SB ADVISORY, LLC	Nov 30, 2020	Dec 9, 2020	9	Firm change	RIA to RIA
LPL FINANCIAL LLC	INFINITY FINANCIAL SERVICES	Nov 1, 2016	Apr 3, 2017	153	Firm change	Other
MORGAN STANLEY	LPL FINANCIAL LLC	Mar 11, 2010	Feb 26, 2010	-13	Firm change	Other

Relationships

Registered with (5)

→ SB ADVISORY, LLCRegistered adviserregistration: previous registration
Dec 9, 2020 to Dec 31, 2020factForm ADV
→ INFINITY FINANCIAL SERVICESRegistered adviserregistration: previous registration
Apr 3, 2017 to Nov 30, 2020factForm ADV
→ INFINITY FINANCIAL SERVICES ADVISORYRegistered adviserregistration: previous registration
Jun 8, 2020 to Nov 30, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 26, 2010 to Nov 1, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 28, 2009 to Mar 11, 2010factForm ADV

Dated events

No dated event names this entity yet.