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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

SERENDIPEQUITY, LLC

CRD 172958

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b0086499-cedd-c9c3-2186-7a69ca9c93ec

Data as of Sep 26, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 1
Observed: Sep 18, 2014 to Sep 26, 2014
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Serendipequity, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2014-09-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Accounts: 0
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $0gross asset value as reported per fund; never fund size
SEC number: 801-80382
CRD: 172958
Filings on the tape: 2
First filed: Sep 18, 2014
Latest filed: Sep 26, 2014
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SERENDIPEQUITY BIM HOLDING LLC	Private Equity Fund	$0	Sep 26, 2014	3	Sep 18, 2014	reported	n/a
SERENDIPEQUITY AEOLIAN FUND LLC	Private Equity Fund	$0	Sep 26, 2014	3	Sep 18, 2014	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PAUL, GARRETT, N	MANAGING DIRECTOR, 46% OWNER	C	yes	03/2014	Sep 18, 2014	Sep 26, 2014
PAUL, GARRETT, N	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER	Na	yes	03/2014	Sep 18, 2014	Sep 26, 2014
SERENDIPEQUITY CAPITAL PARTNERS, LLC	91% OWNER OF SERENDIPEQUITY, LLC, THE INVESTMENT ADVISORY FIRM	E	yes	03/2014	Sep 18, 2014	Sep 26, 2014
SERENDIPEQUITY LTD.	8% OWNER OF SERENDIPEQUITY, LLC THE INVESTMENT ADVISORY FIRM	A	no	03/2014	Sep 18, 2014	Sep 26, 2014
SULLIVAN, TIMOTHY, EVAN	46% OWNER, BUSINESS MANAGER ONLY	C	no	03/2014	Sep 18, 2014	Sep 26, 2014

Relationships

Advises (2)

→ SERENDIPEQUITY AEOLIAN FUND LLCPrivate fundPrivate Equity Fund, IA
Sep 18, 2014 to presentfactForm ADV
→ SERENDIPEQUITY BIM HOLDING LLCPrivate fundPrivate Equity Fund, IA
Sep 18, 2014 to presentfactForm ADV

Owns (2)

← SULLIVAN, TIMOTHY, EVANOwner46% OWNER, BUSINESS MANAGER ONLY, ownership code C, individual
Sep 18, 2014 to presentfactForm ADV
← SERENDIPEQUITY LTD.Owner8% OWNER OF SERENDIPEQUITY, LLC THE INVESTMENT ADVISORY FIRM, ownership code A, foreign entity
Sep 18, 2014 to presentfactForm ADV

Controls (2)

← PAUL, GARRETT, NOwnerMANAGING DIRECTOR, 46% OWNER, ownership code C, individual
Sep 18, 2014 to presentfactForm ADV
← SERENDIPEQUITY CAPITAL PARTNERS, LLCOwner91% OWNER OF SERENDIPEQUITY, LLC, THE INVESTMENT ADVISORY FIRM, ownership code E, domestic entity
Sep 18, 2014 to presentfactForm ADV

Dated events

Occurred
Sep 18, 2014
First Form ADV filing
Serendipequity, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0086499-cedd-c9c3-2186-7a69ca9c93ec
First observed: Sep 18, 2014
Last observed: Sep 26, 2014 145 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SERENDIPEQUITY, LLC

CRD 172958

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b0086499-cedd-c9c3-2186-7a69ca9c93ec

Data as of Sep 26, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:40 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SERENDIPEQUITY BIM HOLDING LLC

Private Equity Fund

Sep 26, 2014

Sep 18, 2014

reported

n/a

SERENDIPEQUITY AEOLIAN FUND LLC

Private Equity Fund

Sep 26, 2014

Sep 18, 2014

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PAUL, GARRETT, N

MANAGING DIRECTOR, 46% OWNER

yes

03/2014

Sep 18, 2014

Sep 26, 2014

PAUL, GARRETT, N

MANAGING PARTNER, CHIEF COMPLIANCE OFFICER

yes

03/2014

Sep 18, 2014

Sep 26, 2014

SERENDIPEQUITY CAPITAL PARTNERS, LLC

91% OWNER OF SERENDIPEQUITY, LLC, THE INVESTMENT ADVISORY FIRM

yes

03/2014

Sep 18, 2014

Sep 26, 2014

SERENDIPEQUITY LTD.

8% OWNER OF SERENDIPEQUITY, LLC THE INVESTMENT ADVISORY FIRM

03/2014

Sep 18, 2014

Sep 26, 2014

SULLIVAN, TIMOTHY, EVAN

46% OWNER, BUSINESS MANAGER ONLY

03/2014

Sep 18, 2014

Sep 26, 2014