DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••
McKinney, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Nov 10, 2025 | n/a | yes | McKinney, TX | Current employment |
| R••••••• V•••• M••••••••• L••• | Independent wealth | May 24, 2018 | Nov 3, 2025 | no | PROSPER, TX|SAN ANTONIO, TX|McKinney, TX|McKinney, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R••••••• V•••• M••••••••• L••• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Nov 3, 2025 | Nov 10, 2025 | 7 | Firm change | RIA to ibd |
| C•••••• I••••••••• C•••••• | R••••••• V•••• M••••••••• L••• | Jan 3, 2007 | May 24, 2018 |
| C•••••• I••••••••• C•••••• | Former SEC adviser | Jan 9, 2006 | Jan 3, 2007 | no | HUNT VALLEY, MD | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Dec 15, 2000 | Dec 31, 2005 | no | TOWSON, MD|WESTMINSTER, MD | Previous registration |
| 4,159 |
| Firm change after gap |
| Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | C•••••• I••••••••• C•••••• | Dec 31, 2005 | Jan 9, 2006 | 9 | Firm change | Other |