H••••• G•••••

Advisor at C••••• I••••••••• A••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b008b56b-b099-f280-87c8-39f1b111c686

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 27, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	n/a	yes	Rockville Centre, NY\|Wyckoff, NJ\|Lords Valley, PA	Current employment
N•••• R•••• S••••••••• C••••	Former SEC adviser	Jun 26, 2018	Feb 4, 2019	no	Lynbrook, NY\|Lynbrook, NY\|MELVILLE, NY

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
N•••• R•••• S••••••••• C••••	C••••• I••••••••• A••••••• L••	Feb 4, 2019	Jun 29, 2023	1,606	Firm change after gap	RIA to ibd
A••••••• P••••••••• A•••••••• I••	N•••• R•••• S••••••••• C••••	Jun 18, 2018	Jun 26, 2018

Team moves

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Team	Left	Joined	From	Kind
27098:105644:NY:2019-02-04	Feb 4, 2019	Jun 29, 2023	MELVILLE, NY	Firm change after gap

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ N•••• R•••• S••••••••• C••••Registered adviserregistration: previous registration
Jun 26, 2018 to Feb 4, 2019factForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 10, 2007 to Jun 18, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b008b56b-b099-f280-87c8-39f1b111c686
First observed: Aug 10, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.