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Advisor at CHARLES SCHWAB & CO., INC.
Westlake, TX | Richfield, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 16, 2013 | n/a | yes | Westlake, TX|Richfield, OH | Current employment |
| UNIFIED WEALTH MANAGEMENT, LLC | Former SEC adviser | Jun 14, 2007 | Oct 11, 2010 | no | SCOTTSDALE, AZ | Previous registration |
| GUNNALLEN FINANCIAL, INC | n/a | Sep 20, 2006 | Jul 2, 2008 | no | FOUNTAIN HILLS, AZ|SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UNIFIED WEALTH MANAGEMENT, LLC | CHARLES SCHWAB & CO., INC. | Oct 11, 2010 | Jan 16, 2013 | 828 | Firm change after gap | Other |
| GUNNALLEN FINANCIAL, INC | UNIFIED WEALTH MANAGEMENT, LLC | Jul 2, 2008 | Jun 14, 2007 | -384 | Firm change after gap | Other |