DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at HIGHTOWER ADVISORS, LLC
MELVILLE, NY | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Feb 12, 2021 | n/a | yes | MELVILLE, NY|CHICAGO, IL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 12, 2004 | Nov 18, 2013 | no | MELVILLE, NY|MELVILLE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | HIGHTOWER ADVISORS, LLC | Nov 18, 2013 | Feb 12, 2021 | 2,643 | Firm change after gap | Wirehouse to ibd |