DFX Intelligence

H••••• B••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

H••••• B••••• M••••••••

Advisor at S•••• W••••• P••••••• L••

LAFAYETTE, LA

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Search this name across graphsid dfx:ria:b0175ae7-dd02-9cca-ae22-88b6fb5082c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 10, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• W••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• W••••• P••••••• L••	Independent wealth	Aug 31, 2021	n/a	yes	LAFAYETTE, LA	Current employment
F•••• H•••••• A•••••••• I••	Former SEC adviser	Jan 23, 2021	Aug 31, 2021	no	Lafayette, LA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• H•••••• A•••••••• I••	S•••• W••••• P••••••• L••	Aug 31, 2021	Aug 31, 2021	0	Firm change	RIA to RIA
O•••• I••••••••• I•••	F•••• H•••••• A•••••••• I••	Jan 22, 2021	Jan 23, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
35371:17117:LA:2021-01-22	Jan 22, 2021	Jan 23, 2021	LAFAYETTE, LA	Firm change

Relationships

Registered with (3)

→ S•••• W••••• P••••••• L••Registered adviserregistration: current employment
Aug 31, 2021 to presentfactForm ADV
→ F•••• H•••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 23, 2021 to Aug 31, 2021factForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Apr 10, 2019 to Jan 22, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0175ae7-dd02-9cca-ae22-88b6fb5082c8
First observed: Apr 10, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.