DFX Intelligence

G••••• T••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

G••••• T••••• R•••••

Advisor at F•••••••• W••••• P•••••••• L••

AUGUSTA, GA

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Search this name across graphsid dfx:ria:b0176624-48b3-b539-7522-f372c7eb0180

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 18, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 8, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• W••••• P•••••••• L••	Independent wealth	Sep 4, 2018	n/a	yes	AUGUSTA, GA	Current employment
W••••••••• P•••••••	Former SEC adviser	Mar 3, 2016	May 1, 2017	no	AUGUSTA, GA\|OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	U•••• F•••••••• S••••••• G••••• I•••	Aug 15, 2018	Jul 8, 2010	-2,960	Firm change after gap	Other
W••••••••• P•••••••	F•••••••• W••••• P•••••••• L••	May 1, 2017	Sep 4, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:13787:SC:2018-08-15	Aug 15, 2018	Jul 8, 2010	AIKEN, SC	Firm change after gap
158935:297634:NE:2017-05-01	May 1, 2017	Sep 4, 2018	OMAHA, NE	Firm change after gap

Relationships

Registered with (5)

→ F•••••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Sep 4, 2018 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 6, 2010 to Aug 15, 2018factForm ADV
→ W••••••••• P•••••••Registered adviserregistration: previous registration
Mar 3, 2016 to May 1, 2017factForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0176624-48b3-b539-7522-f372c7eb0180
First observed: Feb 18, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.