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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

RLP WEALTH ADVISORS, LLC

CRD 289841

RIDGEWOOD, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b01c080f-e524-bfb6-30dc-4b2e1ef205a5

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 3
On other graphs: 1
Observed: Aug 21, 2017 to Mar 29, 2019
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

RLP Wealth Advisors, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $476MItem 5.F on the latest filing (2019-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $361M
Private client RAUM: $468MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 8
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 875
Individual clients: 152
High net worth clients: 234
SEC number: 801-111718
CRD: 289841
Filings on the tape: 7
First filed: Aug 21, 2017
Latest filed: Mar 29, 2019
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARRETT, JOHN, M	CHIEF COMPLIANCE OFFICER	Na	yes	03/2019	Mar 29, 2019	Mar 29, 2019
JHBJ HOLDINGS, LLC	Owner	E	yes	10/2017	Oct 24, 2017	Mar 29, 2019
PAUL, JEREMY	Owner	E	yes	10/2017	Oct 24, 2017	Mar 29, 2019
PAUL, JEREMY	CHIEF EXECUTIVE OFFICER	Na	yes	10/2017	Oct 24, 2017	Mar 29, 2019
RLP WEALTH HOLDINGS, LLC	Owner	E	yes	08/2017	Oct 24, 2017	Mar 29, 2019
Sturmak, Lindsay	CHIEF OPERATING OFFICER	Na	yes	03/2019	Oct 24, 2017	Mar 29, 2019

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	2	no
BOCA RATON	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$476M	$361M	8	8	2	n/a	n/a
2017	Mar 29, 2018	$357M	$276M	8	8	2	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$476M	$357M	33.3%	n/a	n/a	8	8	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PERIGON WEALTH MANAGEMENT, LLC	3	Jan 17, 2020	Nov 30, 2023	RIDGEWOOD, NJ	Firm absorbed	RIA to RIA	75.0%

Relationships

Controls (5)

← BARRETT, JOHN, MOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2019 to presentfactForm ADV
← Sturmak, LindsayOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Oct 24, 2017 to presentfactForm ADV
← PAUL, JEREMYOwnerOWNER, ownership code E, individual
Oct 24, 2017 to presentfactForm ADV
← JHBJ HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
Oct 24, 2017 to presentfactForm ADV
← RLP WEALTH HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
Oct 24, 2017 to presentfactForm ADV

Moved with (1)

→ PERIGON WEALTH MANAGEMENT, LLCRegistered adviser3 advisors, firm absorbed, same day
Jan 17, 2020 to Nov 30, 2023factForm ADV

Registered with (4)

← DEAN WILLIAM KUHLKINAdvisorregistration: previous registration
Jul 20, 2019 to Jan 17, 2020factForm ADV
← LINDSAY HAMBLETON STURMAKAdvisorregistration: previous registration
Jan 24, 2018 to Jan 17, 2020factForm ADV
← JEREMY PAULAdvisorregistration: previous registration
Nov 14, 2017 to Jan 17, 2020factForm ADV
← Robert N HardwickAdvisorregistration: previous registration
Sep 26, 2019 to Jan 17, 2020factForm ADV

Dated events

Occurred
Mar 29, 2019
Regulatory AUM changed
Rlp Wealth Advisors, Llc reported RAUM $476.0M, up 33% from $357.2M (2018-06-25 to 2019-03-29)
Form ADVobserved 5 days ago
$119M
Occurred
Mar 29, 2019
Control person joined
M John Barrett (Chief Compliance Officer) appeared on Schedule A of Rlp Wealth Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Aug 21, 2017
First Form ADV filing
Paradigm Financial Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b01c080f-e524-bfb6-30dc-4b2e1ef205a5
First observed: Aug 21, 2017
Last observed: Mar 29, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RLP WEALTH ADVISORS, LLC

CRD 289841

RIDGEWOOD, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b01c080f-e524-bfb6-30dc-4b2e1ef205a5

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARRETT, JOHN, M

CHIEF COMPLIANCE OFFICER

yes

03/2019

Mar 29, 2019

JHBJ HOLDINGS, LLC

Owner

yes

10/2017

Oct 24, 2017

Mar 29, 2019

PAUL, JEREMY

Owner

yes

10/2017

Oct 24, 2017

Mar 29, 2019

PAUL, JEREMY

CHIEF EXECUTIVE OFFICER

yes

10/2017

Oct 24, 2017

Mar 29, 2019

RLP WEALTH HOLDINGS, LLC

Owner

yes

08/2017

Oct 24, 2017

Mar 29, 2019

Sturmak, Lindsay

CHIEF OPERATING OFFICER

yes

03/2019

Oct 24, 2017

Mar 29, 2019

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

BOCA RATON

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$476M

$361M

n/a

2017

Mar 29, 2018

$357M

$276M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$476M

$357M

33.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PERIGON WEALTH MANAGEMENT, LLC

Jan 17, 2020

Nov 30, 2023

RIDGEWOOD, NJ

Firm absorbed

RIA to RIA

75.0%