This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC WEALTH, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 26, 1982earliest registration or exam on IAPD

Years in industry

44derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Jul 26, 1982

First registration

Oct 19, 2004

Dual registered

yes, broker-dealer

IAPD individual key

1055513

• Occurred

  Apr 20, 2022
  Advisor changed firm

  Edwin Joseph Klein left Kestra Private Wealth Services, Llc for Osaic Wealth, Inc. (registered 2022-04-20)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b01c4fba-dba1-5c6b-0fe6-13e007749c74

First observed

Oct 19, 2004

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.