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Advisor at EQUITABLE ADVISORS, LLC
IRVINE, CA | FULLERTON, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Dec 4, 2024 | n/a | yes | FULLERTON, CA|IRVINE, CA | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Nov 3, 2023 | Oct 25, 2024 | no | EL SEGUNDO, CA|ORANGE, CA|ORANGE, CA|SHERMAN OAKS, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 24, 2018 | Jun 6, 2023 | no | EL SEGUNDO, CA|EL SEGUNDO, CA|EL SEGUNDO, CA|MANHATTAN BEACH, CA|EL SEGUNDO, CA|EL SEGUNDO, CA|HUNTINGTON BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | EQUITABLE ADVISORS, LLC | Oct 25, 2024 | Dec 4, 2024 | 40 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | PRUCO SECURITIES, LLC | Jun 6, 2023 | Nov 3, 2023 | 150 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 5685:6627:CA:2024-10-25 | Oct 25, 2024 | Dec 4, 2024 | SHERMAN OAKS, CA | Firm change |