DFX Intelligence

D••• M••••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

D••• M••••••• B•••••

Advisor at P••••• W••••• M••••••••• L••

WICHITA, KS

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Search this name across graphsid dfx:ria:b0261376-15d2-c7c0-da0b-ea96419e8f4b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 12, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• W••••• M••••••••• L••	Independent wealth	Mar 9, 2005	n/a	yes	WICHITA, KS	Current employment
I•••••• B•••••••• I•••	n/a	Nov 9, 2004	Feb 16, 2005	no	WICHITA, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• B•••••••• I•••	P••••• W••••• M••••••••• L••	Feb 16, 2005	Mar 9, 2005	21	Firm change	Other

Relationships

Registered with (2)

→ P••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 9, 2005 to presentfactForm ADV
→ I•••••• B•••••••• I•••Registered adviserregistration: previous registration
Nov 9, 2004 to Feb 16, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0261376-15d2-c7c0-da0b-ea96419e8f4b
First observed: Nov 9, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.