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Advisor at LPL FINANCIAL LLC
GURNEE, IL | BURLINGTON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 2, 2017 | n/a | yes | GURNEE, IL|BURLINGTON, WI | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Jan 20, 2017 | Apr 28, 2017 | no | ZION, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | LPL FINANCIAL LLC | Apr 28, 2017 | May 2, 2017 | 4 | Firm change | Other |