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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

INVESTMENT MANAGEMENT ASSOCIATES

INVESTMENT MANAGEMENT ASSOCIATES, INC., CRD 110900

GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b037727a-0ef1-d3db-574b-bc978df817d1

Data as of May 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 7
On other graphs: 0
Observed: Mar 5, 2012 to May 26, 2026
27 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricRIA / WealthAdvisor Recruiting Intelligence

Investment Management Associates reported RAUM $810.0M, up 41% from $572.7M (2025-07-02 to 2026-05-26)

Dated 2026-05-26 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

Advisor Recruiting IntelligenceMay 26, 2026 · seen 5 days ago

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $810MItem 5.F on the latest filing (2026-05-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $795M
Private client RAUM: $719MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $270Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 674
Individual clients: 115
High net worth clients: 260
Custody, client assets: $12.2M
SEC number: 801-117982
CRD: 110900
Filings on the tape: 27
First filed: Mar 5, 2012
Latest filed: May 26, 2026
Organised: Corporation, CO
Website: tiktok.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
VITALIY N KATSENELSON	Chartered Financial Analyst	GREENWOOD VILLAGE, CO	25	29	n/a	no
Cyrus Pearo	Certified Financial Planner	GREENWOOD VILLAGE, CO	4	11	2	no
Robert Leon Eckart	n/a	GREENWOOD VILLAGE, CO	1	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KATSENELSON, VITALIY, N	CEO, CHIEF COMPLIANCE OFFICER	E	yes	04/2017	Mar 5, 2012	Dec 19, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	May 10, 2024	$515M	$481M	3	2	0	n/a	n/a
2023	May 24, 2023	$418M	$367M	6	2	0	n/a	n/a
2022	May 19, 2022	$323M	$298M	6	3	0	n/a	n/a
2021	Mar 31, 2021	$213M	$201M	6	3	0	n/a	n/a
2020	May 21, 2020	$109M	$100M	6	3	0	n/a	n/a
2012	Mar 5, 2012	$53.7M	$53.7M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$810M	$418M	94.0%	$213M	56.1%	8	6	0	0

Relationships

Registered with (3)

← Robert Leon EckartAdvisorregistration: current employment
May 2, 2025 to presentfactForm ADV
← Cyrus PearoAdvisorregistration: current employment
May 19, 2022 to presentfactForm ADV
← VITALIY N KATSENELSONAdvisorregistration: current employment
Nov 28, 2000 to presentfactForm ADV

Controls (1)

← KATSENELSON, VITALIY, NOwnerCEO, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 5, 2012 to Dec 19, 2024factForm ADV

Dated events

Occurred
May 26, 2026
Regulatory AUM changed
Investment Management Associates reported RAUM $810.0M, up 41% from $572.7M (2025-07-02 to 2026-05-26)
Form ADVobserved 5 days ago
$237M
Occurred
May 24, 2023
Control person left
Janell Alisa Martin (Chief Compliance Officer) no longer on Schedule A of Investment Management Associates (listed 2022-05-19, absent 2023-05-24)
Form ADVobserved 5 days ago
Occurred
May 19, 2022
Regulatory AUM changed
Investment Management Associates reported RAUM $323.0M, up 52% from $212.9M (2021-10-11 to 2022-05-19)
Form ADVobserved 5 days ago
$110M
Occurred
Mar 31, 2021
Regulatory AUM changed
Investment Management Associates reported RAUM $212.9M, up 96% from $108.8M (2020-07-16 to 2021-03-31)
Form ADVobserved 5 days ago
$104M
Occurred
Mar 31, 2021
Control person joined
Janell Alisa Martin (Chief Compliance Officer) appeared on Schedule A of Investment Management Associates
Form ADVobserved 5 days ago
Occurred
May 21, 2020
Control person left
Langdon Michael Conn (Chairman, Director, President) no longer on Schedule A of Investment Management Associates (listed 2020-01-30, absent 2020-05-21)
Form ADVobserved 5 days ago
Occurred
Dec 20, 2019
First Form ADV filing
Investment Management Associates filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b037727a-0ef1-d3db-574b-bc978df817d1
First observed: Mar 5, 2012
Last observed: May 26, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INVESTMENT MANAGEMENT ASSOCIATES

INVESTMENT MANAGEMENT ASSOCIATES, INC., CRD 110900

GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b037727a-0ef1-d3db-574b-bc978df817d1

Data as of May 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:42 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

VITALIY N KATSENELSON

Chartered Financial Analyst

GREENWOOD VILLAGE, CO

n/a

Cyrus Pearo

Certified Financial Planner

GREENWOOD VILLAGE, CO

Robert Leon Eckart

n/a

GREENWOOD VILLAGE, CO

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KATSENELSON, VITALIY, N

CEO, CHIEF COMPLIANCE OFFICER

yes

04/2017

Mar 5, 2012

Dec 19, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

May 10, 2024

$515M

$481M

n/a

2023

May 24, 2023

$418M

$367M

n/a

2022

May 19, 2022

$323M

$298M

n/a

2021

Mar 31, 2021

$213M

$201M

n/a

2020

May 21, 2020

$109M

$100M

n/a

2012

Mar 5, 2012

$53.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$810M

$418M

94.0%

$213M

56.1%