DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at NPA ASSET MANAGEMENT, LLC
FAIR LAWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NPA ASSET MANAGEMENT, LLC | Bd affiliated wealth | Dec 13, 2019 | n/a | yes | FAIR LAWN, NJ | Current employment |
| ORIENTAL FINANCIAL SERVICES LLC | Mixed wealth | Dec 7, 2015 | Nov 13, 2019 | no | SAN JUAN, PR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ORIENTAL FINANCIAL SERVICES LLC | NPA ASSET MANAGEMENT, LLC | Nov 13, 2019 | Dec 13, 2019 | 30 | Firm change | RIA to RIA |